Regulation
The Financial Big Bang 30 Years On: The Times Have A-Changed
How the deregulation of London's capital markets structure in 1986 has led to large amounts of regulation in 2016.
Will Robots Save Us From Robots?
Is artificial intelligence the key to properly surveilling the markets?
Algert Global Taps OneMarketData for OneTick Best Execution TCA
San Francisco-based systematic investment manager implements hosted and managed best-execution solution.
BATS Readies MiFID 2-Compliant Data Policy
BATS Europe will offer two commercial policies for its data──its existing policy, and one designed to help firms affordably meet the requirements of MiFID 2.
Waters Wavelength Podcast Episode 40: North American Buy-Side Technology Summit
Dan and Anthony talk about the biggest topics at the most recent Waters event.
Reg AT Grabs Spotlight at North American BST Summit 2016
A controversial regulation was the talk of this year's event.
Reg AT's Source Code Rule Still Striking a Nerve
Panelists at the North American Buy-Side Technology Summit 2016 discussed the merits of the source code portion of Reg AT.
Reg AT's Source Code Proposal Remains Lighting Rod
Panelists at the North American Buy-Side Technology Summit 2016 discussed the merits of the source code portion of Reg AT.
CMA Orders ICE to Sell Trayport Platform
Competition and Markets Authority confirms intent on sale of energy and commodities trading platform Trayport to pre-approved party.
ICE Given Trayport Sale Ultimatum by CMA
Competition and Markets Authority confirms intent on sale of energy and commodities trading platform Trayport to pre-approved party.
Harmonizing Compliance Data 'Attracts Interest', But Needs Follow-Through
Thomson Reuters research reports just 12% of executives have strategy to leverage common aspects of regulation
MiFID II: The Unintended Accelerator in the Next Industry Standards Evolution
Sponsored feature: Thomson Reuters
Tech Manager at Asset Manager 'Praying' for Mifid II Delay
A technologist at Franklin Templeton Investments voices concerns about regulation.
Bloomberg Unveils Data Service For Compliance With New US Tax Law
871(m) Tax Solution identifies affected instruments and provides data for withholding
Thomson Reuters Launches AML Solution
Trac traces trade-based money laundering in compliance with the Monetary Authority of Singapore and Hong Kong Monetary Authority’s guidelines
ESMA Releases MiFID II Transaction Reporting Guidelines
More pressure for reporting and data accuracy on the buy side, says analyst
Balancing Adaptability with Consistency
Defining a singular version of financial data information is being weighed against adaptability for diverse users, risk data experts are saying. Michael Shashoua hears the implications for BCBS 239 compliance
How FRTB Shifts Risk Approaches
Misys's Marcus Cree lays out risk data models that firms must use in response to the new trading risk assessment rules
Australia Considers Utility Model for AML/KYC
A centralized utility for AML/KYC data could help financial institutions and regulators monitor fraudulent activities.
Regulators Are Holding All the Cards, But Will They Play Them?
After years of rigorous sell-side regulations, the buy side is experiencing its turn in the spotlight as the eventual implementation of Mifid II approaches, but John thinks the European regulators need to decide on a more clearly defined position.
Waters Wavelength Podcast Episode 38: Bruno Campenon, BNP Paribas Securities Services
Dan talks to with Bruno Campenon, Americas head of custody and clearing services for BNP Paribas Securities Services, about the bank gaining approval to be a custodian for CME Clearing.
Managing Risk and Compliance, Through the Flow of Data -- Webcast
Archive recording of September 28 webcast on managing risk profile data for compliance
Tick Size Pilot Program Launches
The SEC's project to better understand the impact of changing the tick size for securities of small-cap companies kicks off today.
CFTC’s Petal Walker says Dual Tracking Reg AT’s Source Code Proposal Not on Radar
At this year's Chicago Trading Technology Summit, the CFTC's Petal Walker gave an update on Reg AT's progression and what's at stake for the source code provision.