Regulation
Firms Unprepared for NAV Changes, Audit Expert Says
Starting October 14, US institutional money market fund valuations must float
Hong Kong Government Uses FinTech Sandboxes to Spur Innovation
Hong Kong’s regulator believes that the market can serve as a gateway to Mainland China and as an ideal region for FinTech development.
Asset Managers Reexamining Outsourcing Strategies
At this year's TSAM NY event, executives from Putnam Investments and General Motors Asset Management discussed how outsourcing has changed in recent years.
The Brexit Effect: Boris Johnson, Donald Trump, Blockchain, Civil War and Zombies
Dan makes a prediction on what the long-term effects of Brexit will be.
FirstRand Bank Live on AxiomSL BOE Solution
London firm using service to submit statistical reports
Fenergo Adds Rules and Remediation Functionality to CRS Compliance Solution
Extended tax compliance suite aims to reduce Fatca and CRS compliance burden
Wolters Kluwer Opens New Office in Indonesia's Capital
Regulatory changes in the Asia-Pacific region are pushing capital markets firms to bolster their risk management and compliance disciplines
Archive360 Launches Unstructured Data Retention Platform
Archive2Azure is a regulatory compliance storage solution using the Microsoft Azure platform.
What is the Cost of Compliance in 2016?
Regtech, outsourcing and regulatory reporting are on executives' minds, says new report
Waters Wavelength Podcast Episode 23: Brexit, Fintech Innovation Lab, TSAM
Dan and Anthony look at the impact of Brexit and recap a couple of events they attended during the week.
Machine Learning, Blockchain Headline FinTech Innovation Lab Demo Day
Event comes on the heels of New York surpassing Silicon Valley in fintech venture financing.
Bloomberg Intelligence Expands Primers Library, Adds Topics Like Brexit, Mifid II
Bloomberg has primers on over 60 topics, including Brexit, Obamacare, blockchain, sustainable investing and Mifid II.
Regtech: Not Cool, Who Cares?
Fintech's younger sibling is growing as regulation bites financial institutions
Buy Side Wants Clearer Benchmark Regulation
Non-public and bespoke indices are two key areas that need to be further explained
Is Long-Term Stock Exchange a Silicon Valley Pipe Dream?
Silicon Valley has long been the epicenter of groundbreaking ideas, but Wall Street isn't always an easy place to implement change.
Communication Key to Regulatory Influence, Gaining Better Support from Rule Makers
Opening the lines of communication is the answer to questions around effecting regulatory evolution and getting regulatory aid.
Firms' Public Cloud Concerns Based on Regulatory Interpretation, not Technology
Panelists discuss the biggest hurdles firms are facing when it comes to moving systems to the public cloud.
Regtech Start-Ups Are Focusing On Data Management, Investor Says
Early-stage businesses taking supportive rather than disruptive approach to compliance tasks
Waters Wavelength Podcast Episode 21: Toronto Information and Tech Summit, Fintech Regulation
Dan goes solo to talk about his trip to Toronto.
Hot Take Alert: Are Banks Tacitly Asking for More Regulation to Squeeze Out Smaller Competitors?
Rising regulations could end up helping big banks in the long term when it comes to their competiting with smaller firms.
Next Up for Regulators: Vendor Oversight
Jim Gilligan, the recently retired president and CEO at Blue Cross Life Canada, spoke at a WatersTechnology conference about the challenges large firms face while innovating.
Former Blue Cross Life Canada CEO: Regulatory Oversight Coming for Fintechs
Jim Gilligan, the recently retired president and CEO at Blue Cross Life Canada, spoke at a WatersTechnology conference about the challenges large firms face while innovating.
Golden Copy: MiFIR's Tallest Orders
Specific challenges for compliance with European market information rules become clearer
MiFIR Draws Closer
Identifiers, data centralization and data quality emerge as primary compliance concerns