Regulation
SEC Continue to Delay Ruling on IEX Approval, Reports Say
The SEC will use a "proceeding of disapproval" to get around IEX not agreeing to another delay, according to The Wall Street Journal.
Markit Launches Tax Utility
Deutsche Bank, HSBC and Morgan Stanley partner with vendor on new tool.
Markit Launches Tax Utility
Deutsche Bank, HSBC and Morgan Stanley partner with vendor on new tool.
Markit Launches Tax Compliance Solution
CTI Tax Solutions supports Fatca reporting
Kinetix's Rules Engine Obtains Legal Approval
Rules engine will continue to evolve as regulations change.
Regulators: Don't Risk Reporting Late Under MiFID II
French and Dutch regulators, speaking at Paris Regulation Roadshow, say they aim to educate rather than punish
ITG Names Shpetner Global Chief Compliance Officer
New CCO comes from RBC.
Kinetix's Rules Engine Obtains Legal Approval
Rules engine will continue to evolve as regulations change.
Lombard Risk Aims to Create Global Regulatory Reporting Harmony with AgileReporter Launch
New regulatory reporting solution aimed at providing strategic approach while increasing the value of data and process automation.
Nikko Securities America Signs Deal with Fenergo
Firm picks Ireland-based service provider for client lifecycle management and regulatory compliance
T+2 ISC Selects September 2017 Date for T+2 Implementation in US
Date dependent on successful testing in Q2, Q3 of 2017.
BCBS Proposes Standard Measure for Operational Risk Capital
Regulatory body combines three previous standards and seeks to eliminate advanced option
Numerix Unveils Enterprise Risk Platform Geared Toward XVA Pricing, FRTB Requirements
The New York-based vendor first tackled counterparty credit risk with its Numerix XVA platform, before rolling out Numerix Oneview for enterprise risk management.
Michael Shashoua: Dogs Ate the Regulators’ Homework
Financial services firms are seeing positive news on two different regulatory fronts of late — first from the confirmed delay of the Mifid II compliance deadline and secondly from the less obvious delays in implementation of the Common Reporting Standard…
Product Launches in New Regions Cause Regulatory & Data Hurdles for Asset Managers
A recent survey produced by Linedata highlights some of the more pressing challenges facing asset managers in today's environment.
AxiomSL Opens New Office in Poland
Staff of 15 to be based in Wroclaw
MiFID II Delay: Not an Opportunity to Relax
Regulatory reporting expert urges firms to start planning compliance strategies
Golden Copy: Thoughts About MiFID II Postponement
Will the one-year extension to the start of 2018 be enough to solve the issues that caused the delay?
Markit/Genpact Utility Expands to Asia Pacific
kyc.com now available in Hong Kong and Singapore
Deutsche Börse Mulls Trade Data Services to Support Client MiFID 2 Compliance
Some of the data collected by the exchange's new Regulatory Hub suite of reporting services could be used to create new datasets.
Panelists: Finance, Risk Need to be Brought Together to Improve Data Management Processes
And who should own the data? Is it possible to have one person be responsible for all of that information?
Panelists: Finance, Risk Need to be Brought Together to Improve Data Management Processes
And who should own the data? Is it possible to have one person be responsible for all of that information?
BNY Mellon Expands Scope of Risk Platform
Firm plans to add credit and market risk data
European Commission Confirms One Year MiFID II Delay
Delay of MiFID II entry to application confirmed for Jan. 3, 2018 due to “exceptional technical implementation challenges.”