Regulation
Golden Copy: Wishing You a Solvent Summer
As summer begins, the effectiveness of Solvency II regulation will play out
Europe Unbundles Research and Execution
The unbundling of research and execution functions is one of the most widely anticipated and debated pieces of regulation amid the storm of measures introduced by the European Commission that will have a significant impact on how the buy side and sell…
Waters Wavelength Podcast Episode 19: BNP's Growth Plans, Buy Side KYC
Dan and Anthony talk about the custody business and KYC.
Henderson Tests Solvency II Templates
UK-based firm listening to customer feedback
Moving on Up: BNP Paribas Securities Services' Gallagher Talks Growth Goals, New Regulatory Positioning
The firm is looking to increase its position in custody services from fifth to fourth largest in the world.
Bloomberg Launches Entity Exchange to Help Buy Side Handle KYC, Onboarding Demands
Fortress Investment's David Sharpe says the platform helps to "establish relationships with new trading partners quickly and securely."
Case Study: HA&W Wealth Management Turns to BasisCode for Compliance
BasisCode Compliance, which launched a self-subscription service this week, is helping HA&W Wealth Management to more efficiently manage its compliance needs.
CBOE Makes Minority Investment in Eris Exchange, Announces Partnership
CBOE and Eris will develop product solutions aimed at Basell III and other swaps regulations.
Clocking the CAT
Firms will need to focus on their clocks when it comes time to start reporting to the CAT.
FXecosystem Taps Metamako Switch for Network Monitoring, MiFID 2 Compliance
The switch allows users to tap inbound and outbound message flows to perform various types of monitoring, and to meet regulatory transparency requirements.
Fenergo Expands In Middle East
Regulatory compliance software provider opens office in Abu Dhabi
New Client Highlights Markit's New Reg Services
Darren Thomas tells Waters the vendor is looking to roll out the services for new ISDA protocols and margin requirements.
The Buy Side Slowly Moves Toward Utilities, Managed Services
Mifid II, Fatca and new margin requirements are helping institutional players to see the benefits of centralized services.
MiFIR: Getting Ready For 2018 -- Webcast
Archive recording of May 11 webcast on compliance with European regulation
Pimco Adds kyc.com to Onboarding Suite as Markit Preps New Reg Services
Darren Thomas tells Waters the vendor is looking to roll out the services for new ISDA protocols and margin requirements.
Waters Wavelength Podcast Episode 17: Regulatory Landscape, Fixed Income, Blockchain
Dan and Anthony talk regulations, fixed income and blockchain.
Be Mindful of Data License Restrictions When Meeting Regulatory Reporting Requirements, Panel Warns
Vendor licenses may not support use of their data to meet regulatory requirements, as these uses were not envisaged when terms were originally drafted.
Better Balance Needed to Combat 'Regulatory Fatigue'
Regulators need to be more concerned about properly spacing regulations as opposed to simply pushing their mandate.
DTCC, KRX Partner to Open South Korean Trade Repository
The two parties signed a memorandum of understanding to link KRX to a global trade repository.
SEC's Luparello: Stream of Regulations Won't Stop Soon
At Sifma Ops, SEC's director of division of trading and markets said the number of regulations coming down the pipeline won't end anytime soon.
Golden Copy: Looming Blockchain and Disclosure Mountains
Importance of interoperability rises as distributed ledger uses expand; GDPR rules have a broader aim
What Does GDPR Mean for Banks?
The EU's General Data Protection Regulation imposes accountability for protecting customers' and employees' personal data. It's drawing more attention to data privacy protection capabilities
Electronifie Seeks to Double Enabled Traders, Triple Active Users By Year End
Since its launch, $1.6 billion has been executed on the platform with an average trade size of $3 million.
Sapient Introduces Module for Reconciliation on CMRS Platform
RegRecon offers accurate regulatory reporting and can also be used as a standalone service