Regulation
As Compliance Challenges Become More Daunting, Vendors Must Adapt
Vendors discuss how they're adjusting to new regulatory requirements.
Citi Fined $7M by SEC for Trade Data Errors
The fine is the highest imposed by the SEC for violations relating to reporting of "blue sheet" data, which encompasses various types of trade data.
New ComplySci CEO Outlines Plans for Platform Expansion, Growth
Jean-Marc Levy tells WatersTechnology that the vendor will build more predictive tools to monitor employees, expand into Europe and expand beyond financial services.
Providers Partner for Timestamped Reports
Abide Financial and Corvil announce joint solution that includes function to help clients accurately capture trades
Customer Assessment Emerges as Regulatory Priority in Asia-Pacific
Firms increasing focus on anti-money laundering and know-your-customer requirements, Wolters Kluwer advisor says
KYC and Email: A Dangerous Mix
Anthony says that while it’s not often cited as the main reason to move away from email, when it comes to know-your-customer, cybersecurity should be near the top in a pitch meeting.
The Buy Side’s KYC Moment
When it comes to KYC demands, while the sell side still has it the roughest, over the last two years, the buy side has had to take on a greater share of the burden.
Waters Wavelength Podcast Episode 25: Buy Side KYC, User Experience
Dan and Anthony discuss their July features.
Overcoming the FRTB Challenge
Under the Fundamental Review of the Trading Book, having quality data can mean a world of difference in capital charges. Joanna Wright reports
Measurement Deficit Disorder: Which Data to Measure and How to Measure It
Solving data management and regulatory compliance issues requires having correct and accurate data, but also using the right measures for evaluating the data and the right identifiers as barometers of information. Michael checks out schools of thought on…
Golden Copy: Brexit, Trump and the Silver Lining For Data Management
If the UK's departure from the European Union is carried out, its financial data professionals will still have plenty to do
Hello Form PF, My Old Friend
Even as Form PF has largely been solved for, blending those solutions with solutions geared toward other reporting structures will continue to cause headaches.
What Price Brexit: How Will FinTech Be Affected?
WatersTechnology examines some of the key areas of capital markets technology that may be affected by the UK’s planned withdrawal from the European Union.
Firms Unprepared for NAV Changes, Audit Expert Says
Starting October 14, US institutional money market fund valuations must float
Hong Kong Government Uses FinTech Sandboxes to Spur Innovation
Hong Kong’s regulator believes that the market can serve as a gateway to Mainland China and as an ideal region for FinTech development.
Asset Managers Reexamining Outsourcing Strategies
At this year's TSAM NY event, executives from Putnam Investments and General Motors Asset Management discussed how outsourcing has changed in recent years.
The Brexit Effect: Boris Johnson, Donald Trump, Blockchain, Civil War and Zombies
Dan makes a prediction on what the long-term effects of Brexit will be.
FirstRand Bank Live on AxiomSL BOE Solution
London firm using service to submit statistical reports
Fenergo Adds Rules and Remediation Functionality to CRS Compliance Solution
Extended tax compliance suite aims to reduce Fatca and CRS compliance burden
Wolters Kluwer Opens New Office in Indonesia's Capital
Regulatory changes in the Asia-Pacific region are pushing capital markets firms to bolster their risk management and compliance disciplines
Archive360 Launches Unstructured Data Retention Platform
Archive2Azure is a regulatory compliance storage solution using the Microsoft Azure platform.
What is the Cost of Compliance in 2016?
Regtech, outsourcing and regulatory reporting are on executives' minds, says new report
Waters Wavelength Podcast Episode 23: Brexit, Fintech Innovation Lab, TSAM
Dan and Anthony look at the impact of Brexit and recap a couple of events they attended during the week.
Machine Learning, Blockchain Headline FinTech Innovation Lab Demo Day
Event comes on the heels of New York surpassing Silicon Valley in fintech venture financing.