Regulation
London Stock Exchange Unveils New Investor Relationship Management Tools
LSEG has gone live with its new Elite Connect investor relationship management platform.
Algo Testing a Major Concern Under MiFID II, ETAS Panelists Say
Clarity of definitions and testing environments are still major hurdles for firms' MiFID II readiness, panelists say.
Algo Testing a Major Concern Under MiFID II, ETAS Panelists Say
Clarity of definitions and testing environments are still major hurdles for firms' MiFID II readiness, panelists say.
Cattolica Assicurazioni Selects GoldenSource for Solvency II
Market data solution provides price transparency for reporting
Spoofing: Defining the Indefinable
Dan DeFrancesco looks at the recent spoofing verdict and discusses, with some perspectives of those in the industry, why it’s such a difficult thing to define.
Regulation special report
An Inside Reference Data special report on the effect of regulation on data operations finds an increase in the possibility of getting more data at higher quality
Is MiFID II Deadline Delay Justified?
Firms seemingly still have enough time to prepare for January 2017
Catch Me If You Can: Chasing Spoofers in the Tech Age
After a few high-profile court decisions, regulator are taking aim at spoofing. While still an up-hill battle, technology is helping to lead the way.
Abide Financial Applies to Become a Trade Repository
Company is confident that regulator will approve application
Opportunities (Let's Get Lots of Data)
Regulations are opening up opportunities for firms' data operations departments
Regulation As Driver
David Blaszkowsky, senior vice-president at State Street, says regulatory changes have pushed data issues to the fore
Outsourced CCOs, Back Under the Microscope
A recent dispatch from the SEC's OCIE highlighted concerns about the rise of outsourced compliance chiefs.
Regulations: Constraining or Stimulating?
Have rules proved too restrictive, or have they yielded positive benefits?
MiFID II Delay: When in Doubt, Play the Technology Card
Anthony says this delay is no surprise. Expect the same arguments to be made this time next year.
Tullett Prebon, Icap and Understanding When to Cut Ties
Dan DeFrancesco dissects the potential Tullett Prebon-Icap deal and talks about why the former would be better off getting away from the voice broker business.
KYC Data Utility Execs: ‘Convince Compliance’
Bank execs say concerns from their compliance departments are hampering their ability to leverage utilities.
TradingScreen Releases Market Surveillance Tool
New York-based firm's latest tool is a component of the TradeAnalytics family of products.
SEF Situation: As MiFID II Looms, Harmonization Necessary
Dan DeFrancesco introduces himself and talks about the impending MiFID II deadline and what kind of impact it will have on SEFs.
MiFIR Casts Ominous Shadow on European Horizon
MiFID II and MiFIR will subject investment firms to more stringent trade reporting requirements. Brian Collings outlines the impact.
Data Management and Governance Seeing Processing Transformations
New platforms and approaches in evidence, for regulatory compliance and trading operations support
Consider the Hub and Spoke
The industry's lack of common symbology is creating huge headaches
Approaching BCBS 239 Deadline Reveals Stages of Readiness
Firms that have not begun efforts are missing growth possibilities
Panel: EU Data Reg ‘Monster' Yet to be Tamed
Firms are struggling with competing demands from regulators.
ESMA on Track with Centralized Data Repository for MiFIR
'Big fish' have joined regulators' project, says committee chair