Regulation
Alizz Islamic Bank Chooses Wolters Kluwer Transparency Solution
Oman-based bank implements OneSumX solution to better support risk data management
Identifier Consultation Deadline Nears
Responses to framers of Unique Trade Identifier due by end of September
DTCC, UnaVista Partner on MiFIR Reporting Service
MiFIR reporting requirements supplementing EMIR due to go live in Q1 2017.
CFTC Cites TeraExchange for Early Bitcoin Swaps Violation
Regulator levies its first SEF violation for fake trading, but no financial penalty is attached.
Taking the Pulse of Reporting and Capital Adequacy Compliance
Commonalities in European rulemaking still need to be translated into industry systems
Common Traits Emerge in European Regulation
Regulatory roadshow event speakers see similarities for compliance with MiFID II and Solvency II
With Order, CFTC Officially Deems Bitcoin a Regulated Commodity
Action against Coinflip establishes that virtual currencies and their derivatives must comply with Commodity Exchange Act.
Rabobank Picks Bloomberg for Basel III
Liquidity rules apply in Europe from 1 October
AxiomSL Announce New Head of EMEA Regulatory Analysis Team
Nicola Hortin joins AxiomSL's regulatory team after spells at JP Morgan and SECAM+.
India to Take Center Stage in the HFT Debate
Chiragra Chakrabarty discusses what Sebi's proposed "HFT curbs" could mean for the Indian marketplace, and the Asia-Pac region, in general.
Market Data Management special report
Sponsored by Thomson Reuters
Wolters Kluwer Launches AML Product in Taiwan
Banks looking for solutions as regulatory deadlines loom
Symphony Partners with Dow Jones as Backers Resolve NYDFS Inquiry
Symphony makes the moves on eve of its new platform launch.
SEI Launches Compliance, Regulatory Risk Platform
Platform launched to tackle increasing cost and complexity of regulatory compliance.
LSEG, Boat Services Partner for MiFID II Services
Agreement aims to offer customers a one-stop shop for reporting beyond equities
Lightspeed Trading Taps Trillium For Market Surveillance
Executing broker to use Surveyor for oversight, post-trade analytics.
Next Steps For the LEI
Growing LEI issuance has improved reporting, but what comes next?
SEC Appoints Ramarathnam to Credit Ratings Watchdog
Ramarathnam, a 10-year SEC staffer, will take up her new role later this month.
ICAP Invests in Transaction Reporting Specialist
Brokerage continues diversification as it signs deal with Abide Financial
Bankers Want Consultation on Draft Regulation
ECB 'has not communicated properly with stakeholders' on AnaCredit
Broker Commissions: The Great Unbundling Bungle
Handling sell-side research and commissions has typically been a mundane and relatively simple function for investment managers. But regulatory authorities in Europe are about to turn the process upside down with a little-known but potentially impactful…
Tag Team: McNamara and Zerbs Work Towards Common Tech Goals at Scotiabank
The two new heads of Scotiabank talk about the Toronto-based bank's latest projects and how they effectively work together.
Miscommunication: Bloomberg, Symphony and the Messaging Fight
Anthony Malakian speaks with industry participants to see how the messaging space has evolved and whether Symphony-or Bloomberg-have cause for concern.
Itaú BBA to Use Swift KYC Registry, Sanctions Screening
Brazilian bank is the latest to join growing network.