Regulation
ESMA Gives Ratings Nod to Poland's INC Ratings
INC's registration brings the total number of ESMA-approved rating agencies to 25.
SEF Leaders Say Global Harmonization of Swaps Regulations Remains a Pipe Dream
Several SEF executives spoke at Sefcon VI about the challenges around finding common ground between US and European swaps regulations.
Bloomberg TOMS First Solution Certified by IIROC for Reporting Under Rule 2800c
Latest Canadian post-trade regulation is similar to that of Finra’s Trace.
3Di Bows Upgraded Data Compliance Tool
UK-based market data software vendor and consultancy 3D Innovations (3Di) has unveiled version 3.0 of its Data Compliance and Dependency Manager (DCDM) data compliance tool, featuring improved app integration and reporting capabilities to help buy-side…
Alacra Enhances Compliance Service
Updated suite of web services launched
UPDATE: BME Eyes APA Status to Support OTC Transparency Data Services
The exchange will begin offering members the ability to report trades in OTC markets for compliance with MiFID 2.
Data Security, Reporting Augmentation Still Pivotal Issues for CAT
Representatives from four bidders for the Consolidated Audit Trail (CAT) spoke at the TabbForum MarketTech 2015 conference about potential issues they see involving the building of the CAT.
IRD's Editor Recaps Sibos
Surprises abounded concerning ISO 20022 messaging, KYC and the LEI
Decryptex Deploys MIK's Security Master
Moore Capital veteran tells Waters about the choice.
BME Eyes APA Status to Support OTC Transparency Data Services
BME will launch new services covering OTC trade data to support compliance with MiFID 2.
As OCR Requirements Approach, Clarient Aims to Streamline Reporting Demands
Last week Clarient, along with FIA Tech, launched a solution to help with OCR reporting.
Requiem For Sibos
Annual financial messaging and standards conference yielded unexpected turns on key topics like ISO 20022, KYC and instrument identifiers
The Regulatory Reporting System Question: Retrofit or Greenfield?
Frankfurt event panel debates both options' value for compliance and meeting deadlines
Frankfurt Regulation Roadshow Panel: Retro-fit vs. Greenfield Regulatory Reporting Systems
Panelists debate different approaches to regulatory reporting in order to maintain compliance and to meet regulatory deadlines.
Banco Santander Joins Swift KYC Registry
Organization signs another major bank to participate
Buy Side Beware?
Countries' beneficial ownership disclosure rule differences spur Thomson Reuters to add content to DataScope
Diliger Eyes Compliance Criteria to Boost Procurement Platform
By incorporating additional information fields relevant to regulatory requirements, Diliger can help vendors with compliance.
Markit Rolls Out Vendor Management Tool in Collaboration with Barclays, HSBC & Morgan Stanley
Markit has partnered with three major banks to create a vendor management platform dubbed Know Your Third Party, or KY3P for short.
Markit Launches KY3P Platform for Third-Party Risk Management
Barclays, HSBC and Morgan Stanley partner to bring users to hub
Sapient Global Markets Extends Solution for MiFIR
Technology provider updates data dictionaries in compliance system
Regulatory Burden Best Tackled with Strategic Global Technology Approach
Investment banks on both sides of the Atlantic require a strategic approach to technology adoption to address regulatory change.
Time In A Bottle
Pivotal changes happening for data utilities, cloud resources and compliance
UK Authorities Adding LEI Capability For Filings
In November, funds may be identified to UK regulators using legal entity identifier
Perfection Impossible: Risk Aggregation
Strapline: Data Management