Regulation

The Road To Value From Data

Costs and resources for data management take precedence in reference data, so firms must develop a palette of strategies, centralization, sourcing and prioritization to make the most of what they have to work with

FATCA Deadline Pushed Back, Buy Side Gets a Reprieve

The US Internal Revenue Service (IRS) issued a notice today saying that certain deadlines pertaining to the Foreign Account Tax Compliance Act (Fatca) have been delayed by six months, as rules around withholding and due diligence will move from January 1…

ESMA Preps Technical Standards for OTC Clearing

The European Securities and Markets Authority (ESMA) has released a discussion paper, as a first step in producing detailed technical standards for the central clearing of over-the-counter (OTC) derivatives instruments.

Mixed Start for SEF Registrations

Although the US Commodity Trading Futures Commission (CFTC) has finalized its rules regarding the operation of swap execution facilities (SEFs) and registration has been open for weeks, not all institutions have filed applications with the regulator as…

IRD's Editor on July Issue Features

Solvency II and Fatca regulation developments, along with the applications of metadata figure prominently in industry discussions reported in the July 2013 issue of Inside Reference Data

SEC Announces Quant Analysis Unit

The US Securities and Exchange Commission (SEC) has announced a number of new initiatives designed to combat fraud and market abuse, including a unit dedicated to risk and data analysis, within its enforcement arm.

The Search for Solvency II Solutions

Solvency II may be delayed, but it has not gone away. As the most focused industry participants chip away at the complexity of the European insurance regulation, Nicholas Hamilton discovers innovative compliance solutions, including data metering systems…

Fatca-Fueled Shuffle

The US foreign tax collection regulation is beginning to drive firms to change data documentation and management procedures. Michael Shashoua audits the developments

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