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Anthony Malakian: Undue Diligence

As scandals­ at large firms like AIJ Investment Advisors, or small firms such as Market Neutral Trading, persist, the need for operational due diligence has taken on greater importance. Technology can help, Anthony says.

Real-Time Surveillance: Mission Impossible?

European regulator ESMA wants trading venues to perform market surveillance and abuse monitoring in as close to real time as possible. But is the technology and operational capacity in place to make this initiative work? By Steve Dew-Jones

Jake Thomases: The Greed for Speed

In recent years, various constituents in the financial services industry have played their part in reducing latency, to a point now where we’re seeing diminishing returns. And as Jake points out, trading firms don’t necessarily need to operate at any pre…

The Return of Green IT

While it hasn’t gotten the attention it did during the green wave of the mid-2000s, environmentally friendly technology is in place at many of the world’s major financial institutions. Jake Thomases looks at the latest initiatives designed to save the…

Big Data Is Big Stuff

The phenomenon of Big Data, now a proper noun in its own right, reflects the inexorable growth of data volumes, and the velocity and variety of those volumes, across the financial services industry, presenting market participants with a host of…

Special FX: The Evolution of e-FX Trading

Foreign-exchange trading has changed considerably over the past 10 years. Daily turnover has doubled, spreads have tightened dramatically, and the market has opened up to new entrants as never before. At the heart of this is a shift to electronic trading…

Call Auctions: Trading in a New Old-Fashioned Way

Call auctions are one of the oldest forms of stock trading. Plenty of people would like to have an auction option, yet no such system has existed for more than a decade. AX Trading is giving an electronic version another shot. By Jake Thomases

Michael Shashoua: Selling Fatca Globally

Firms in the US and abroad are beginning to get a clearer picture of what foreign tax withholding regulation will look like, following the release of proposed rules under the law. Yet US regulators can expect varied levels of cooperation from other…

James Rundle: The Devil in the Details

The regulatory freight train is rushing full speed ahead in the opening months of 2012, but not without sincere attempts to derail it along the way. As well as that, James says, regulators are making efforts to gain real insight into how the financial…

No Turning Back: Firms Forge Ahead on Data Quality

In light of the global regulatory environment and firms looking to become more efficient while cutting costs, data quality has become a focal point for many technologists. However, the challenges are many and there’s still confusion as to who owns the…

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