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Sell-Side Technology/News

LME Names Sloan and Lester as COO and CFO

Continuing its leadership revamp under new ownership, London Metal Exchange (LME) has announced it has appointed two senior executives, Stuart Sloan and Catherine Lester to become chief operating officer (COO) and chief financial officer (CFO),…

Finra Eyes New Surveillance System

The US Financial Industry Regulatory Authority (Finra), a self-funded regulatory organization tasked with overseeing American brokers, is soliciting comment over a proposal for new method of collecting data on investment sales activities.

Esma Updates Derivatives Reporting Guidance

The European Securities and Markets Authority (Esma) has clarified its position on the reporting of derivatives, updating an online Q&A with the scope of requirements, as well as the counterparties that it expects to report transactions.

BayernLB Joins Eurex OTC Clear

Bayerische Landesbank (BayernLB), one of Germany's largest regional banks, has joined the EurexOTC Clear service as a clearing member for interest-rate swaps.

Bitcoin Tanks as RMB Spigot Dries Up

BTC China, the country's largest exchange for the virtual currency, was forced to stop trading after a recent dictate handed down from the Chinese central bank and other regulators banned local financial institutions from dealing in it.

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