Waters Wavelength Podcast Episode 96: CAT Concerns & Big Tech Takes Aim at Asset Managers
Anthony and James look at developments pertaining to the Consolidated Audit Trail and wonder if big-tech companies could challenge traditional asset managers.
On the podcast, Anthony and James talk about how the Consolidated Audit Trail (CAT) is facing pushback, but the US Securities and Exchange Commission (SEC) ain’t having it. They then turn their attention to the idea that big tech companies like Google and Apple could eventually challenge traditional asset managers for business. They wrap things up by giving their thoughts on the best albums to be released in 2017.
2:00 Industry Tight-Lipped on CAT Status as Deadline Hits
10:30 Big Tech May Take a Bite out of Asset Management
18:30 The best music in 2017
Contact Info
As is the case with everything we do, we'd love to get some feedback from our listeners. Feel free to reach out to Anthony or James via Twitter or email.
Anthony: @a_malakian; anthony.malakian@infopro-digital.com
James: @JimRundle; james.rundle@infopro-digital.com
Past 10 episodes:
Episode 84: Quantum Computing & IBOR/Blockchain
Episode 85: Cybersecurity & Dos/Don'ts for PRs
Episode 86: Nasdaq’s Use of Machine Learning & T+2 Comes to North America
Episode 87: Disaster Recovery & Initial Margin Rules
Episode 88: CBOE's Bryan Harkins, SEC Hack, Esma Proposal
Episode 89: JPMorgan's Oliver Harris on Fintechs; T2S Developments
Episode 90: CCOs Talk About AI, Cyber Threats & Real-Time Monitoring
Episode 91: Sibos Preview; M&A Activity; Blockchain's Evolution
Episode 92: The Best of Sibos Toronto
Episode 93: Recaps of Sibos Toronto, Risk USA & Sifma DC
Episode 94: The CME's Bitcoin Play & FSB Worries About AI
Episode 95: Bitcoin/Blockchain News, BNP's Acquisition, Post-Trade Tech
Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.
To access these options, along with all other subscription benefits, please contact info@waterstechnology.com or view our subscription options here: https://subscriptions.waterstechnology.com/subscribe
You are currently unable to print this content. Please contact info@waterstechnology.com to find out more.
You are currently unable to copy this content. Please contact info@waterstechnology.com to find out more.
Copyright Infopro Digital Limited. All rights reserved.
As outlined in our terms and conditions, https://www.infopro-digital.com/terms-and-conditions/subscriptions/ (point 2.4), printing is limited to a single copy.
If you would like to purchase additional rights please email info@waterstechnology.com
Copyright Infopro Digital Limited. All rights reserved.
You may share this content using our article tools. As outlined in our terms and conditions, https://www.infopro-digital.com/terms-and-conditions/subscriptions/ (clause 2.4), an Authorised User may only make one copy of the materials for their own personal use. You must also comply with the restrictions in clause 2.5.
If you would like to purchase additional rights please email info@waterstechnology.com
More on Regulation
When it comes to cybersec, the walls of separation are too high
Waters Wrap: Anthony examines some recent statements made by prominent cybersecurity experts and why those words might ring hollow.
Goldman’s credit reporting proposal sparks criticism
The shift to end-of-day and next-day reporting on large portfolio trades is seen as a step back for transparency.
Digital assets: A delicate balance between opportunity and risk
The SIX Digital Assets Regulatory & Tax Service is designed to unify fragmented data sources and provide clarity around digital assets.
Invite us to your cyber war games, Finra urges members
Regulators and broker-dealers would both benefit if watchdogs had a seat at the table during these exercises, says a Finra senior exec.
The US Treasury market preps for plumbing overhaul
Changes are coming to the US Treasury market with potential new clearing houses, access models, and more flow as the industry gets ready to meet the SEC’s first deadline for central clearing.
Reporting overhaul: the EU’s near-impossible balancing act
Regulators must weigh their desire to streamline derivatives reporting against the need to gather crucial trade data.
The SIX Digital Assets Regulatory & Tax Service—Simplifying regulatory compliance
SIX‘s Digital Assets Regulatory & Tax Service is designed to simplify regulations and tax directives governing digital assets, making regulatory compliance more straightforward
Ediphy challenges FCA, Sterling launches new OMS, and more
The UK bond tape is halted, LSEG and Databricks partner, Wells Fargo adopts TransFICC’s One API, and more in this week’s news roundup.
