AxiomSL
'Gatca' Information Exchanges Agreement Signed
51 countries on board with information exchange standard to launch in 2017
AxiomSL Unveils New Regulatory Solution for Broker-Dealers
The tool addresses SEC rules 17a-5 and 15c3-1.
BST North America Panel: Different Approaches to Improving Data Management
At the Buy-Side North American Summit, held this week in New York, end-users and vendors on the buy side discussed improvements firms can make to their data management.
Are Firms Ready for Fatca 2.0?
Financial institutions who have prepared to comply with the Foreign Account Tax Compliance Act (Fatca) still must ensure they are remaining flexible to deal with the Fatca-inspired automatic exchange of financial information between countries. Joanna…
SROs Submit Plan for Audit Trail, Initial Costs Estimates Average $53 Million
A group of self-regulatory organizations (SROs) selected by the Securities and Exchange Commission (SEC) submitted its plan to build, implement and maintain the Consolidated Audit Trail (CAT) that will track activity in every National Market System (NMS)…
Nationwide Chooses AxiomSL for Reporting
The financial services firm will use the reporting and risk management provider's services to comply with UK regulations
Data Requirements May Place Strains on Bank Infrastructure for Corep Compliance
Legacy systems and continued use of Excel are making it difficult for firms to upgrade taxonomy in keeping with deadlines set by the European Banking Authority for its reporting guidelines
Facing Up to the New Regulatory World
The BCBS 239 risk data aggregation principles, CCAR and FDSF stress tests, and COREP and FINREP reporting frameworks are some of the most significant new measures developed by regulators and are having a major impact on data management, writes Nicholas…
Exchanges, FINRA Reveal CAT Operator Shortlist
US self-regulatory organizations, including US exchanges and regulator FINRA, have selected six potential candidates for the role of processor of the US consolidated audit trail (CAT), which will capture all trades, quotes, cancellations and other…
Data Management Demands of Stress Tests and Standards ─ Webcast
On June 24, Inside Reference Data hosted a webcast about the changes firms must make to comply with the BCBS 239 risk data aggregation and reporting principles, the CCAR and FDSF stress testing programs and the COREP and FINREP reporting frameworks
Grains of Truth
Demand for granular data is being driven by global regulation and standards efforts. Michael Shashoua covers some Asia-Pacific viewpoints about the reporting demands that these rules create, and their built-in jurisdictional issues
BEPS Spreads Tax Data Collection Wider
An international policy forum is working on a project to collect and coordinate pricing data from multiple markets, with the intent of clearing up jurisdictional issues
AxiomSL Expands XBRL-Related Capabilities
To meet new reporting requirements related to the eXtensible Business Reporting Language (XBRL), AxiomSL has enhanced its out-of-the-box XBRL reporting solution to include taxonomy management and tweaked it to be more of a submission platform, rather…
ICBC Turns to AxiomSL for Euro Compliance Support
Beijing-headquartered ICBC, formerly known as the Industrial and Commercial Bank of China, has contracted New York-based Axiom Software Laboratories to support its European Market Infrastructure Regulation (EMIR) over-the-counter (OTC) transaction…
AxiomSL Addresses Basel III Liquidity Requirements
AxiomSL has added a new configuration to its reporting platform that allows users to meet new Basel III liquidity requirements.
Panel: Robust Data Management Required for Big Data
Big Data may not be living up to its hype among large asset managers, who seem unwilling to explore its use for more esoteric and less established analysis techniques, according to a panel at the Buy-Side Technology North American Summit in New York on…
Managing Risk special report
September 2013 - sponsored by: Axiom, Fidelity ActionsXchange
AxiomSL Appoints Elliot COO
The reporting and risk management solutions provider has brought on Gordon Elliot for its newly-formed operations chief role, where he will focus on partnerships for expansion and other growth initiatives.
AIFMD's Slow Burn
As one AIFMD-related deadline hits, the industry is still likely a year away from tackling compliance and reporting for this regulatory overhaul. But that doesn't mean firms shouldn't start preparing today.
FATCA Deadline Pushed Back, Buy Side Gets a Reprieve
The US Internal Revenue Service (IRS) issued a notice today saying that certain deadlines pertaining to the Foreign Account Tax Compliance Act (Fatca) have been delayed by six months, as rules around withholding and due diligence will move from January 1…
Solvency II special report
June 2013 - sponsored by: Axiom SL, Morningstar, SIX Financial Information, Thomson Reuters
Regulation Webcast: Risk and Reward
Questions of extraterritoriality, market surveillance and the role of technology when it comes to dealing with new regulation, took precedence during a recent Waters webcast on the topic, along with elements of risk introduced by the sheer number of new…