Outsourcing reporting could create technological dependencies that could add to firms’ problems in the future.
Long-term views and collaboration, rather than flashy tech, is the key to a successful program of compliance, panelists at BST Europe say.
September 25 marked exactly 100 days until Europe’s new financial regulatory framework, Mifid II, becomes law. Jamie Hyman gets the lowdown from market participants and observers on whether the industry is ready, what the remaining three months will look…
Sept. 25 marks exactly 100 days until Europe’s new financial regulatory framework, MiFID II, becomes law. Jamie Hyman gets the lowdown from industry experts on whether the industry is ready, what the next 100 days will look like, which strategies firms…
Surveys of asset managers find disparate levels of readiness for new regulations among the buy side.
Data management solutions among most popular areas for outsourcing to comply with impending rules.
RPA Manager will help in administrating research payment accounts, which have been created in response to European rules.
By integrating JWG's RegDelta platform, iMeta will be able to offer more details and interpretations of regulations to support client compliance and risk functions.
The UK-based think-tank will supply its RegDelta solution to event participants to encourage regulatory technology development.
To tackle regulatory data requirements, firms must first fully understand their data usage.
Tens of millions of dollars in fines may be handed out this year as penalties for non-compliance, says PJ Di Giammarino, CEO of think tank, JWG.
With Solvency II set to introduce unprecedented demands on data management, individual firms and industry bodies are keeping a close eye on the situation and taking steps to ensure the legislation can be smoothly implemented
Speakers at think-tank JWG's recent seminar agreed their firms have to be more proactive to overcome the risk data challenge internally
JWG's industry group is looking to create greater awareness around the need for a homogeneous regulatory debate
Industry groups gather to facilitate understanding around LEI practicalities
The OFR's "Statement on Legal Entity Identification for Financial Contracts" marks official progression in the legal entity identifier debate
As part of the ongoing reform of compensation schemes, stipulated by political leaders of the G20 nations, deposit-takers will soon be required to demonstrate their ability to generate a single client view file at short notice of a request being received…