Securities and Exchange Commission (SEC)

• Regulation

CFTC Appoints a Whistleblower Chief

Following the creation of a whistleblower office pursuant to a provision in the Dodd-Frank Act, the US Commodity Futures Trading Commission (CFTC) has named former US Securities and Exchange Commission (SEC) assistant director Vincente Martinez as its…

• 06 Jan 2012

• Regulation

Direct Edge Settles with SEC

• 17 Oct 2011

• Data Management

OPRA Mulls Options Volatilities, Greeks Feed

• 30 Sep 2011

• Trading Tech

Form PF Requirements Unclear Among Mid-Sized Funds

• 22 Aug 2011

• Regulation

Large Trade Reporting Rules Promote Centralized Data Models

US securities regulators issued new rules July 26 that are expected to create more transparency in the markets but will generate more data management needs

• 09 Aug 2011

• Regulation

SEC Trade Reporting Rule to Aid Tracking Process

• 28 Jul 2011

• Trading Tech

Trading Venue Wants Action on SEF Rules

• 07 Jun 2011

• Regulation

To the Web and the Markets, Be True

• 25 Mar 2011

• Trading Tech

CFTC-SEC Proposals Restrict Internalization

• 18 Feb 2011

• Regulation

Opening Cross: Who Are You Calling Transparent?

• 07 Feb 2011

• Emerging Technologies

FXall Names Pestone Regulatory Officer

• 03 Feb 2011

• Regulation

The Year of Regulation

• 07 Jan 2011

• Emerging Technologies

On the Record: CEO Alistair Brown Adds Juice to Lime

• 02 Jan 2011

• Regulation

2011 Preview Part II – New Regulation

• 24 Dec 2010

• Data Management

European Execution Grows Up

• 22 Oct 2010