It is looking increasingly likely that no consolidated tape provider will be authorized by the time Mifid II comes into force Jan. 3; regulators call lack of authorized CTP an “ongoing issue.”
This year’s Buy-Side Technology Awards luncheon was held at the May Fair Hotel in London on November 3.
Edwards' appointment as CEO of Saxo UK subsidiary follows foundation of quant unit to develop new risk tools.
A lack of clarity about the UK’s departure from the European Union is an ongoing source of concern for the financial services industry, leading to continuing questions around investor protection, transition costs and regulatory obligations.
Arzish Baaquie, who joined Smartkarma in 2014, will head the research provider's new UK office.
MEP Markus Ferber tells Waters that this change “must not mean that the ESAs can do what they want to just because they get more money,” and that the ESG provisions are “a non-starter”.
Enterprise platform will allow bank to onboard clients more efficiently; reduce costs.
The vendor will use the undisclosed funding to expand geographically and grow its product line.
Former LSEG tech exec joins London-based vendor as chief operating officer.
Torstone’s InfernoRC module will be used to meet MiFID II’s transaction reporting requirements.
Six entities have been officially approved by the Financial Conduct Authority to act as APAs under MiFID II.
Regulatory compliance and risk solutions provider adds two clients to its portfolio.
UK-based buy- and sell-side clients can now access Nasdaq’s US data products directly from the exchange through the Equinix LD4 datacenter.
Charlotte Crosswell takes over the reins at Innovate Finance as Wintermeyer exits
Aberdeen Asset Management and Standard Life combine to form investment titan
UK-based N+1 Singer selects Torstone’s InfernoRC module to comply with transaction reporting requirements under MiFID II.
The implications of Brexit can wait; Mifid II is a much more prescient concern for sell-side institutions, not just in Europe.
Interdealer broker selects Entity Exchange to support execution services
RegTek.Solutions announces "key hire" of David Morris as product manager.
JANA, an Australian investment consultancy, has selected Curium Data Systems' data management platform to increase the control and monitoring of its operations and investment data.
NDF trading platform will add new products and services by year-end, and is regulated by both the CFTC and FCA.
European regulators landed a body blow against the UK, but not all participants are convinced it will work
Markets watchdog releases blistering criticisms of client charges and proposes all-in fee
New EU rules suggest London-based clearinghouses may be forced to relocate to the eurozone.