Anthony and James talk AI and ESG, Reg SCI and the SEC, and Game of Thrones and Dragons.
Nex Regulatory Reporting has introduced its new reporting solution, based on updated European derivatives rules
UK-based N+1 Singer selects Torstone’s InfernoRC module to comply with transaction reporting requirements under MiFID II.
CFTC vacates European clearinghouse registration at CME's request
The private banking and asset management group will implement Wolters Kluwer’s OneSumX solution
Enhancements to Harmony will allow buy-side firms to coordinate with sell-side counterparties around reporting.
ESG is booming, but there's room for further development—Waters speaks to executives from banks, hedge funds, asset managers and vendors to explain how this sector is growing and how AI can speed up its development.
The Dutch sell-side institution looks to combine regulatory updates with trade and transaction reporting assistance.
The CFTC has begun staffing up, after a long period of thinning leadership.
Emilia David fills in for Anthony Malakian to discuss fintech and Brexit with James Rundle, followed by a Game of Thrones recap.
From RPA to machine learning to regtech, financial institutions are seeing great disruption coming out of the fintech space. BBH’s new fintech czar talks about how the bank is handling the change.
The implications of Brexit can wait; Mifid II is a much more prescient concern for sell-side institutions, not just in Europe.
Ranking member of Senate subcommittee says regulator should update list of affected firms
Risk Focus, RegTek.Solutions provide Deutsche Borse Group with key system components for its OTC Trade Reporting solution.
Vendor will provide a service that advises banks and buy-side firms seeking margin-model approval from the Fed ahead of 2018 deadline
Waters Wavelength Podcast Episode 80: All About Digital Currencies (And Some Libor, Politics & Game of Thrones)
There were major moves in the crypto space this week, which James has covered closely. They also discuss Libor's future phase-out, talk politics and analyze Game of Thrones.
Regulators may be about to call the industry's bluff on Mifid II time pressures
New regulations and accounting standards are the main drivers of changes to how banks worldwide must operate, maintain their books, and manage their data, with IFRS (International Financial Reporting Standard) 9 one of the most significant. As Wei-Shen…
The service enables clients to monitor market share and specific liquidity indicators across European trading venues.
UK regulator puts scandal-hit benchmark on notice as industry examines alternative rates
FactSet Research Management Solution integrated with Liquidnet Broker Vote and Commission Management System
US regulator makes strongest move yet toward overseeing finance’s Wild West
Officials say the enhancements to Tick History will support the creation of algorithmic trading strategies and compliance with MiFID II.
Interdealer broker selects Entity Exchange to support execution services