Regulation

Real-Time Surveillance: Mission Impossible?

European regulator ESMA wants trading venues to perform market surveillance and abuse monitoring in as close to real time as possible. But is the technology and operational capacity in place to make this initiative work? By Steve Dew-Jones

A Question of Characters

Financial InterGroup (Fig) is taking another shot at challenging the favored ISO 17442 standard for the legal entity identifier by specifying an 11-character LEI. The challenger has an uphill climb to catch on

CFTC Sets Interim LEI Standard

The US Commodity Futures Trading Commission has asked market participants to apply to be identifiers of swap counterparties, and also introduced CICI, an identifier designation designed to fill the gap until the Financial Stability Board issues its own

Identification Specifics Take Shape

This month's Inside Reference Data coverage of the legal entity identifier (LEI) and OTC derivatives identification efforts finds that specifics about the standards, as well as the choices firms must make, are coming into focus

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