Regulation

Solvency II Webcast

Inside Reference Data gathered leading industry experts to discuss how Solvency II will impact data management processes in a webcast on 14 June

DTCC Unveils LEI Utility At Sifma

The Depository Trust and Clearing Corporation's (DTCC) legal entity identifier (LEI) utility will allow first-party and third-party registration and enable users to conduct individual searches and download its entire LEI database

Regulators Advocate Broader View of Data Systems Issues

Teresa Glasser, acting deputy director of the US Treasury Office of Financial Research, spoke about taking an overall view of data and systems issues for identifiers, in a discussion at Sifma, as Inside Reference Data editor Michael Shashoua recounts

Buy Side Needs LEI Education, Says HSBC's Johnson

"Extensive education programs" are needed to bring those on the buy side up to speed on the LEI, as sell-side firms are usually responsible for transactional reporting, Chris Johnson of HSBC Securities Services has told delegates at the Paris Financial…

Here Comes The LEI Flood

Comments, actions and discussions concerning the legal entity identifier have increased and will continue to do so as key organizations make decisions and recommendations now and in the near future

Data Readiness Under Dodd-Frank

Inside Reference Data gathered a panel of leading industry experts to discuss the current state of regulation and standards readiness in the data industry. Dodd-Frank and the LEI loomed large in importance, as Michael Shashoua reports, but business…

Regulation & Standards Webcast

Inside Reference Data gathered leading industry experts to discuss the latest market developments in relation to regulation and standards in a webcast on 30 May

Short Circuit: Does Flash Crash II Still Loom?

Two years after the Flash Crash, an event of similar proportions has yet to occur, despite doomsday prophecies to the contrary. Have measures such as circuit-breakers helped to safeguard the stability of modern capital markets, and more importantly, have…

Michael Shashoua: Stability Board See-Saw

The ISO standards organization, at the behest of the Financial Stability Board, removed Swift as the registration authority for the legal entity identifier. Michael thinks the industry may be left wondering what the board intends to do in setting a…

Anthony Malakian: Hope in One Hand ...

Even as the first wave of requirements for Form PF rules approach, Anthony wonders if it makes any sense for buy-side firms to throw money at solving regulatory demands in an election year when so many rules have already been delayed or scrapped.

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