Nearly one year on from the fundamental changes to Europe’s trading rulebook brought about by Mifid II, its overall impact is still unclear. Although experts talk of greater transparency in the markets, it’s had its share of issues, some of which are…
Recent demand from clients is a key reason behind Tora's decision to integrate its systems with NEX.
The data will support Trax’s MiFID II and SI determination service, which indicates a firm’s potential to become an SI before the assessment period.
Problems and bad practices continue to plague Europe's vision of a new transparency regime. An inside look.
Nearly half a year after Mifid II went live, sticky reference data issues are standing in the way of smooth compliance operations.
Reporting platforms told by regulator to substantially improve quality of publicly reported data.
The data gathering, retention and reporting requirements of Mifid II seem at odds with the enhanced personal data protection rules of the GDPR. But with careful consideration, financial institutions can balance their regulatory obligations under the two…
Software vendor expands partnership with NEX APA for transparency requirements under Mifid II.
January 3 went smoothly for many, but the launch of Europe's far-reaching reform package wasn't without problems.
Jamie Hyman talks with an LEI issuer, advocate and end-user about how Esma’s LEI grace period will impact operations during the first half of 2018.
Glitches and halts mark first few weeks of transparency requirements at systems operated by regulators.
Just over a week into Europe’s new financial regulatory regime, Joanne Faulkner assess the key challenges that still lie ahead as market participants and regulators alike grapple with the data and reporting requirements of Mifid II.
Nasdaq Nordic now holds APA and ARM licenses for reporting trades on behalf of European investment firms.
September 25 marked exactly 100 days until Europe’s new financial regulatory framework, Mifid II, becomes law. Jamie Hyman gets the lowdown from market participants and observers on whether the industry is ready, what the remaining three months will look…
Financial Conduct Authority has started issuing approvals to entities that applied to act as ARMs under Mifid II.
Charles River Development’s Investment Management Solution will integrate Trax’s Mifid II Trade and Transaction reporting solutions.
Torstone’s InfernoRC module will be used to meet MiFID II’s transaction reporting requirements.
Six entities have been officially approved by the Financial Conduct Authority to act as APAs under MiFID II.
With large numbers of firms still unprepared for many aspects of MiFID II, Max questions whether the laggards—whatever their motives—are ready for the impact of non-compliance on their business.
I am fairly certain that I lucked into editing Inside Reference Data at simultaneously the least interesting and most interesting time possible. My days are relatively quiet, right now, as summertime draws to its inevitable close. I am grateful for the…
Trade reporting and publication mechanisms are a key part of the new MiFID II legislation. So why are alarming numbers of firms yet to choose their providers? With a last-gasp sprint on the cards in a crowded field of participants, Jamie Hyman…
UK-based N+1 Singer selects Torstone’s InfernoRC module to comply with transaction reporting requirements under MiFID II.
The Dutch sell-side institution looks to combine regulatory updates with trade and transaction reporting assistance.
UK watchdog accepts “scale of the challenge” but urges firms to “crack on” with putting data reporting apparatus in place