Compliance
OneChicago Seeks SEF Equivalency
OneChicago CEO David Downey has been lobbying hard for his exchange to be considered virtually the equivalent of a swap execution facility.
Risk & Compliance special report
September 2011 - sponsored by: NICE Actimize, Lab49, Sybase, Ullink
Juggling Risk Data Requirements
The strong correlations between data management and risk management are now well established. But with the increasing regulatory pressure, what is really driving firms’ data needs? Carla Mangado explores the regulatory concerns firms are facing and how…
The Struggle to Implement Dodd-Frank Act Changes
Surveys of financial services industry CEOs and operations executives find that a majority recognize that the US Dodd-Frank Act and the SEC’s implementation thereof will force them to change their business models. Yet the same researchers indicate that…
Surveillance's Painful Proposition
Last week at during its board of governors meeting, the Security Traders Association (STA)-a U.S.-based advocacy organization for securities traders-responded to the U.S. Securities and Exchange Commission's (SEC's) concept release on market structure.
Orange to Launch Mobile Voice Recording Feature
Voice and electronic trading infrastructure and services provider Orange Business Services-Trading Solutions is launching a mobile phone recording device for traders, available April 12 to Orange Business Services users, officials tell DWT .
MAD World
European Banking