Compliance
Deutsche Börse Mulls Trade Data Services to Support Client MiFID 2 Compliance
Some of the data collected by the exchange's new Regulatory Hub suite of reporting services could be used to create new datasets.
West Highland Tool Streamlines Vendor Change Notice Management
Data Notification Manager reduces the time taken to process and manage vendor change notices from hours to minutes, official say.
Diliger Adds Know-Your-Vendor Compliance Data to Procurement Platform
The additions to vendor surveys will help firms comply with vendor risk requirements.
KYC Data Utility Execs: ‘Convince Compliance’
Bank execs say concerns from their compliance departments are hampering their ability to leverage utilities.
Panel: EU Data Reg ‘Monster' Yet to be Tamed
Firms are struggling with competing demands from regulators.
Alacra Enhances Compliance Service
Updated suite of web services launched
Orc Taps OneTick Data Solution for Trade Regulation Compliance, Surveillance
The alliance will see Orc incorporate OneMarketData's OneTick tick data management solution into its offerings.
Algo Tech Vendor Horizon Debuts Data Replay Tool for Trading, BestEx
The replay feature will support strategy back-testing as well as demonstrating best execution.
Compliance Science Selects AIM Software for EDM
Governance platform chooses GAIN to manage securities master
BvD Launches Document Manager With Financials Data Streaming Functionality For BEPS Compliance
The Document Manager will streamline the BEPS reporting process
AxiomSL Announce New Head of EMEA Regulatory Analysis Team
Nicola Hortin joins AxiomSL's regulatory team after spells at JP Morgan and SECAM+.
EFIS 2015: Panel Weighs Cost vs. Value of Data
Managing costs, quality and compliance remains top of data consumers' agendas.
SEI Launches Compliance, Regulatory Risk Platform
Platform launched to tackle increasing cost and complexity of regulatory compliance.
S&P DJI Taps SIX Feed to Monitor Index Licensing Compliance
The SIX data will allow S&P DJI to track usage of its own indexes to create index-linked products.
Trillium Taps USAM for Surveyor Sales
The deal provides Trillium with experienced staff to manage the sales process for its Surveyor analysis and compliance tool.
Tactical Strategies Fall Short as Shifting Regulatory Landscape Becomes “The New Normal”
Banks are still adopting tactical workarounds instead of strategic approach to regulatory changes.
UPDATE: NY Authorities Scrutinize Legality of Symphony's Data Deletion Claims
The New York regulator is concerned that the vendor will make it hard to obtain communications records.
Hong Kong Names Thomson Reuters Calculation Agent for RMB Bond Quotes
The quotes provide an indicative reference price for valuation and compliance.
Copenhagen Reg Roadshow Panels: Know Your Data for Licensing, Storage to Avoid Compliance Issues
To tackle regulatory data requirements, firms must first fully understand their data usage.
Tabb Reports: Big Data, Outsourcing to Dominate Data Challenges, Spend
Firms are struggling to harness Big Data technologies, while overall data spend continues to rise.
SR Labs Readies New Hosted Data Solution, Touts OpenMAMA
The new solution will address compliance and data management, leveraging OpenMAMA messaging to aid migrations.
J&J Hires Exchange Expert Bill Lee
Data veteran and IMD Hall of Famer will help Jordan & Jordan clients with exchange data compliance issues.
Integration Key as Capital Advisors Group Takes Linedata for Fixed Income Compliance
Stephen Salemi, COO at $10 billion Capital Advisors Group, tells Tim Bourgaize Murray about the short-term investment firm's priorities when it implemented Linedata's compliance engine for fixed income.
TickSmith Builds Historical Order Book Viewer for Compliance, Testing
Users will be able to see historical prices in a virtual order book, and other factors impacting their trading performance.