Compliance
Opus Debuts Preconfigured KYC Service
With no client-site IT requirement, officials say the entry-level platform will suit banks with less complex KYC needs for whom speed and ease of deployment is more important.
Opus Hires D&B, Kroll Vet Kirschbaum to Drive Innovation from Acquisitions
Like new CEO Emanuele Conti, Kirschbaum is also a former executive at Kroll and Dun & Bradstreet.
Ballintrae Hires Mattingley as CEO, Refocuses on Data
Ballintrae has appointed John Mattingley CEO as the consultancy refocuses to concentrate “100 percent” on market data.
Reg-Room Expands Regulatory Monitoring Tools
Reg-Impact builds on the vendor's existing Reg-Track tool for monitoring upcoming regulatory changes.
McObject Unveils V.7.1 of eXtremeDB Financial Edition to Tackle Regulatory Data Demands
The enhancements in version 7.1 position McObject as a provider of underlying technology to help firms meet MiFID II's best execution requirements and the demands of FRTB.
CIP Cap Merges Vendors for RegTech Powerhouse
The deal will combine three vendors with a wealth of regulation- and compliance-related technology solutions.
RegTech Vendor AQMetrics Adds Execs
Kipp and Connolly will strengthen the company's regulatory reporting and compliance business.
NICE Actimize Releases Operational Risk Solutions
Both solutions are seen to cut inefficiencies when investigating compliance issues.
IT Execs, Academics Unveil Big Data Startup Advanced Logic Analytics
The startup will initially focus efforts on London and New York ahead of a global expansion planned for next year.
Royal London Enlists Confluence for AIFMD Reporting
Confluence's platform will help Royal London support the increasing reporting burden associated with its growing alternative investments business.
A Very Data Christmas Carol: Silent Night
Max delivers his rundown of the top themes of the year... in verse!
Thomson Reuters Consolidates Regulatory Feeds
The service will enable compliance teams to monitor regulatory alerts from over 750 regulatory bodies via a single feed.
GoldenSource Readies FRTB Risk Calculation Solution
GoldenSource is building on its data management competencies to develop new risk calculations and visualizations, as well as scenario analysis, to support FRTB requirements.
OTC Markets Unveils Compliance Analytics Data Service
The updated service provides additional data points and an analytics file that contains a score for ranking companies' risk.ics
Lemanik Asset Management Taps Linedata for Compliance Monitoring
Luxembourg asset manager deploys Linedata Compliance for UCITS and AIFM directives, but will manage its own reporting functions.
FINRA Fines BarCap $1.3M for Reporting ‘Failures'
The failures included missing or duplicate reports, and erroneous data for timestamps and execution quantities, among other data fields.
Replacing Legacy Technologies to Support Business Growth and Compliance
This Eagle Investment Systems-sponsored webcast focuses on the challenges facing buy-side firms when it comes to operating and supporting legacy applications.
Disclosure Tech Vendor Certent Buys Reporting Provider DisclosureNet
The acquisition will improve the reporting and filing process, while making it easier for clients to extract information from disclosures.
What is the Cost of Compliance in 2016?
Regtech, outsourcing and regulatory reporting are on executives' minds, says new report
MayStreet Bows DaaS Packet Capture, Data Processing
The cloud-based service allows clients to convert data from high-precision formats to those used for research and compliance.
Exegy Enlists ISE, ATSs for Managed Reg SCI Compliance Service
The service helps firms and market operators comply with resiliance requirements and processes relating to data technology infrastructures.
IPC Relaunch Focuses on Compliance, Connectivity
Trading network provider bows new identity following Etrali acquisition, three-pronged strategic focus incorporating compliance.
Deutsche Börse Mulls Trade Data Services to Support Client MiFID 2 Compliance
Some of the data collected by the exchange's new Regulatory Hub suite of reporting services could be used to create new datasets.
West Highland Tool Streamlines Vendor Change Notice Management
Data Notification Manager reduces the time taken to process and manage vendor change notices from hours to minutes, official say.