Compliance
EDM Council Reports Data Quality Challenges Still Loom Large
EDM survey finds firms doing well on organization, but have far to go in reaching data management quality benchmarks.
Waters Rankings 2017: Best Accounting System Provider—SS&C Advent
APX and Geneva prove unstoppable this year as SS&C Advent looks at new ways of serving new clients
Saxo Bank CEO Kim Fournais: The Technology Artist
For 25 years, Saxo Bank has been introducing new trading technologies, thanks to its Chief Executive Officer, Kim Fournais.
The More Things Change
Regulators may be about to call the industry's bluff on Mifid II time pressures
Thomson Reuters Expands Tick History Service
Officials say the enhancements to Tick History will support the creation of algorithmic trading strategies and compliance with MiFID II.
TP Icap Picks Bloomberg Platform for MiFID II Compliance
Interdealer broker selects Entity Exchange to support execution services
Nasdaq Blends Behavioral Science and Buy-Side Surveillance with Sybenetix Acquisition
Nasdaq purchases buy-side surveillance vendor to integrate behavioral analysis into market oversight
SIX Launches Regulatory Data Hub
New platform aims to simplify exchange of regulatory data and associated documents.
Swift Opens KYC Registry Membership
Financial institutions can now use the registry even if they do not connect to Swift
Swift to Open Up KYC Registry
All supervised financial institutions will be eligible to join the know-your-customer platform
The Approaching Fintech Flip
Incumbent vendors may turn the table on fintech upstarts, once regulation begins to calm down
JWG: Buy-Side Firms At Risk of Missing MiFID II Deadline Eye Outsourced Data Management, Reporting
Data management solutions among most popular areas for outsourcing to comply with impending rules.
Robot Cops and the World of Tomorrow
Technology is creeping into buy-side compliance processes, but to what degree?
Donnelly Financial, ICE Data Services Ally for Fund Filing Tool
ICE Data Services' reference data, taxonomies and evaluated prices will be key to fund firms correctly filing N-Port forms under next year's regulation.
Finastra Gives Clients Access to UnaVista ARM Via LSE RegTech Program
Finastra is the twentieth vendor to join the program since its inception in February.
Compliance Chiefs Turn to Cognitive Tech for Surveillance
Stitching together information by using cognitive tech could yield significant advantages for compliance.
Mifid II Reporting: European Regulation, Global Impact
Sponsored webinar: SIX Financial Information
Data Vet Ikel Joins 3di, Resigns from IPUG
Former BNP Paribas market data manager John Ikel named head of data compliance and licensing at 3di
Red Deer, Westminster Ally for MiFID II Research Solution
The end-to-end solution will remove potential conflicts in research valuation and payment.
Wolters Kluwer Nabs Citi’s Somany
Somany's years of experience at sell-side firms including Citigroup, Barclays and UBS will help the vendor "cement" its position in the regulatory solutions and reporting space, officials say.
Silverfinch Adds Module to Address MiFID II
The new module will make it easier for firms to collect and aggregate the datasets required for MiFID II compliance.
HSBC Taps Fenergo for Client Compliance Management
The platform will allow the bank to ensure compliance, improve onboarding times, and improve efficiency, while integrating with KYC and AML utilities.
iMeta Taps JWG for Regulation Rule Sets
By integrating JWG's RegDelta platform, iMeta will be able to offer more details and interpretations of regulations to support client compliance and risk functions.
VidaCaixa Taps SimCorp for Data Management, Compliance, Risk Management
The Spanish firm is rolling out SimCorp Dimension to cover a range of functions, after signing up to use the platform in December.