Compliance
Tactical Strategies Fall Short as Shifting Regulatory Landscape Becomes “The New Normal”
Banks are still adopting tactical workarounds instead of strategic approach to regulatory changes.
UPDATE: NY Authorities Scrutinize Legality of Symphony's Data Deletion Claims
The New York regulator is concerned that the vendor will make it hard to obtain communications records.
Hong Kong Names Thomson Reuters Calculation Agent for RMB Bond Quotes
The quotes provide an indicative reference price for valuation and compliance.
Copenhagen Reg Roadshow Panels: Know Your Data for Licensing, Storage to Avoid Compliance Issues
To tackle regulatory data requirements, firms must first fully understand their data usage.
Tabb Reports: Big Data, Outsourcing to Dominate Data Challenges, Spend
Firms are struggling to harness Big Data technologies, while overall data spend continues to rise.
SR Labs Readies New Hosted Data Solution, Touts OpenMAMA
The new solution will address compliance and data management, leveraging OpenMAMA messaging to aid migrations.
J&J Hires Exchange Expert Bill Lee
Data veteran and IMD Hall of Famer will help Jordan & Jordan clients with exchange data compliance issues.
Integration Key as Capital Advisors Group Takes Linedata for Fixed Income Compliance
Stephen Salemi, COO at $10 billion Capital Advisors Group, tells Tim Bourgaize Murray about the short-term investment firm's priorities when it implemented Linedata's compliance engine for fixed income.
TickSmith Builds Historical Order Book Viewer for Compliance, Testing
Users will be able to see historical prices in a virtual order book, and other factors impacting their trading performance.
Thomson Reuters Adds Bilateral Chat to Eikon Messenger
The functionality will enable firms to ensure compliance and minimize opportunities for collusion on market manipulation.
J&J Bows Managed Data Reporting, Compliance Tool
New York-based market data and management consultancy Jordan & Jordan has unveiled a new managed service for automating exchange and vendor data reporting requirements, dubbed Market Data Reporting (MDR), which is designed to help clients comply with the…
Opening Cross: Dealing with a Diaperful of Data Do-Do
Market data's a dirty job, but someone's got to do it...
Chi-X Canada Launches Web-Based Historical Data Downloads
The service will automate provision of historical data files for the ATS and its clients.
Croatian Exchange Taps Ancoa for Trading, Data Flow Monitoring
The Zagreb Stock Exchange is using real-time and historical market data to power a new market surveillance system from UK-based surveillance and analytics provider Ancoa, which is integrated into ZSE's trading platforms for regulated and over-the-counter…
TMX's McCrea Joins Audit Specialists JCV
Former exchange exec will help grow JCV's audit and IPR protection business.
AFPIC 2014: Data Managers Highlight Need for Standards, Compliance
Lack of contract standards hinders firms' ability to switch to cheaper providers, panelists say.
Fonetic Taps Maupoey as Head of Compliance Products
Maupoey spent 10 years with Unitronics.
Reg-Room Readies Add Intraday Alerts for Regulatory Tracking System
New York-based technology startup Reg-Room is adding intraday alerts to its Reg-Track global regulatory tracking system to enable financial firms to receive timely updates on new and proposed rules and regulations that are tailored to their specific…
Are Firms Ready for Fatca 2.0?
Financial institutions who have prepared to comply with the Foreign Account Tax Compliance Act (Fatca) still must ensure they are remaining flexible to deal with the Fatca-inspired automatic exchange of financial information between countries. Joanna…
EFIS 2014: Hanna Urges Exchange Contract Standardization
To simplify and standardize the growing number and complexity of exchange data contracts and policies, exchanges should form an independent industry group to standardize contract terms and language, and how exchanges enforce their contract terms, Rafah…
EFIS 2014: Tighten Inventory Controls, Seek New Sources to Combat Cost Pressures, Says User Panel
Trading and investment firms still facing budget pressures are being more proactive about managing data costs, but are also being forced to be more proactive about seeking out new, cheaper alternative sources of data and managing their data usage to…
Lombard Risk Looks to Leckie
London-based Lombard Risk Management, a provider of regulatory compliance, reporting, and collateral management technology to the capital markets, has appointed George Leckie to lead sales and business development for ComplianceASSESSOR, the firm's web…
Compliance Through Crowd Computing -- Webcast
On June 25, Inside Reference Data hosted a webcast about how crowd computing can help financial institutions manage the requirements of new regulations by enabling them to combine automation tools, subject matter experts and online workers
Trillium Adapts Surveyor to Spot HFT Gaming
Trillium Labs, a software development spin-off from New York-based proprietary trading firm Trillium Trading, has diversified the potential uses of its Surveyor tool for identifying potential market manipulation, and is positioning it for use by buy-side…