Jo wonders if the EC's approach to regulating AI could adapt existing liability laws—with implications for individuals.
Ratings providers must update their products, as a raft of new regulation drives transparency in the sustainable investing sector.
As all FCA-regulated firms will fall into scope of the Senior Managers and Certification Regime by the end of the year, concerns emerge on how to implement the regulation.
The administrator is looking at how artificial intelligence can be used to extract online sentiment and create customized alternative data services to attract clients.
Investment bank is anonymizing data to meet cross-border data protection and cybersecurity regulations.
Data from Esma shows that just 40% of swaps trade reports match under two-sided reporting regime.
In February, UK and EU regulators made announcements expected to shed light on the future of data sharing and alleviate some uncertainty post-Brexit, but industry experts say the latest statements fall short of lifting the real burden on affected firms.
UK and EU regulators agree to share data post-Brexit, but trading firms say this doesn’t go far enough.
The integrated offering will enable Nordic institutions to automate KYC and customer onboarding processes more effectively.
Political factors will influence fundamental changes made to EU financial regulation, says lawmaker.
Growing concern from regulators and industry bodies about potential harm to investors could yet force the European Commission to eventually rethink its position on PRIIPS.
KYC data requirements and new legislation aim to move cryptocurrency markets into the mainstream, but are the anonymity and illegal activity tied to digital currencies exaggerated?
A proposed data protection bill raises some concerns, especially for financial institutions dealing with India data.
Panelists discuss operational issues involved in cross-border compliance with Mifid II.
Tech giant has no immediate plans to enter the space outside of its role as a service provider, despite uneasy conference chatter.
New initiative brings together leaders in fintech to discuss industry issues and prepare for Brexit.
The London-based regtech provider's latest compliance offering focuses specifically on GDPR.
For four years, regulators had to face fierce objections from groups of market participants that were unhappy with new European rules.
Waters runs through the key facts you need to know about Mifid II, GDPR, BMR and Brexit.
Thesys, in a hearing at a Congressional committee, also said it has lined up over 20 candidates for a chief information security officer post.
Third phase of regulatory reform is not being actively considered at this point, insists regulator’s chairman.
As Europe completes its plan for cross-border settlement, the European Central Bank decides on the future of the T2S platform.
MEP Markus Ferber tells Waters that this change “must not mean that the ESAs can do what they want to just because they get more money,” and that the ESG provisions are “a non-starter”.