A look at the massive tech projects (and legal battles) underway at the NYSE, which are being led by Stacey Cunningham.
As IT systems are buckling under the pressure of modern day trading volumes and regulatory requirements, some firms are turning to AI to predict and minimize outages.
The exchange settles after multiple investigations conducted into outages and systems issues over past several years.
Anthony and James talk AI and ESG, Reg SCI and the SEC, and Game of Thrones and Dragons.
Ranking member of Senate subcommittee says regulator should update list of affected firms
RegTek.Solutions announces "key hire" of David Morris as product manager.
Between Mifid II and talks of dismantling Dodd–Frank, it might seem like a volatile period ... but when it comes to tech, how much has really changed?
The new administration has made comments about regulation's future that could put some policies on thin ice.
The future of some regulations are in question, Reg SCI just might be one of the casualties.
“We’ve hired a few quants that used to design HFT models and worked at HFT firms. We’ve actually been working on—and have a prototype for—high-speed analytics on trading. That’s something our quant team has worked on a lot over the past year."
Feature sponsored by Rimes Technologies
The service helps firms and market operators comply with resiliance requirements and processes relating to data technology infrastructures.
In a recent speech, SEC commissioner Luis Aguilar says Reg SCI needs to be applied to more areas of the capital markets.
Gary Kats and Boris Ilyevsky discuss Reg SCI and the new ISE trading platform