Waters Wavelength Podcast Episode 103: Mifid II is Now Law; How to Apply for the Women in Data & Tech Awards
Anthony and James take a look back on the week that was in Mifid II and give insights on how best to apply for the Women in Data & Tech Awards.
On January 3, the revised Markets in Financial Instruments Directive (Mifid II) officially went live. Anthony and James take a look at some of the key challenges and concerns ahead. Then, for those interested in entering the inaugural Women in Data & Technology Awards, they provide something of a FAQ. Finally, Tony rants and raves about how people not shoveling their sidewalks is a sign of society’s decay.
Mifid II
2:30 Mifid II is live: A health check as to how it’s going.
4:15 What happens over the next few months?
6:00 A quick history.
8:30 Are regulations too slow to keep up with tech? (Hint: Yes.)
10:15 Are we done with big, bulky regulations like Dodd-Frank and Mifid II? (Hint: No.)
12:00 A look at the global nature of regulation, and the problems that creates.
(See below for links to all of our Mifid II stories)
Women in Data & Technology Awards
15:00 How to apply for the Women in Data & Technology Awards.
Misc
19:45 Tony rants about people who don’t shovel their sidewalks. (Note: Strong language is used… liberally.)
Our global coverage of implementation day:
- Kirsten Hyde explores how US firms are preparing defenses against Mifid II for Inside Market Data.
- News editor James Rundle on the weaknesses in the regulatory process exposed by Mifid II’s painful birth.
- For many technology personnel, Mifid’s January 3 implementation meant it wasn’t a festive holiday period.
- WatersTechnology’s reporters in New York and London on implementation day.
- Aggelos Andreou sits down with Esma chairman Steven Maijoor to discuss Mifid II, and maybe Mifid III.
- Inside Reference Data digs in to Esma’s shock announcement of a grace period for identifiers, weeks after one of the main issuers began offering a “same-day” service for a 50 percent markup.
- Our reporters in New York and Hong Kong find that problems might be stacking up for Mifid II compliance in the future, particularly in Asia-Pacific.
- WatersTechnology hosts a webcast on some of the surveillance challenges surrounding Mifid II, featuring Nasdaq, Mana Partners, CIBC and Digital Reasoning.
- Our guide to the key areas that will be affected by Mifid II and EBR.
Contact Info
As is the case with everything we do, we'd love to get some feedback from our listeners. Feel free to reach out to Anthony or James via Twitter or email.
Anthony: @a_malakian; anthony.malakian@infopro-digital.com
James: @JimRundle; james.rundle@infopro-digital.com
Past 10 episodes:
Episode 93: Recaps of Sibos Toronto, Risk USA & Sifma DC
Episode 94: The CME's Bitcoin Play & FSB Worries About AI
Episode 95: Bitcoin/Blockchain News, BNP's Acquisition, Post-Trade Tech
Episode 96: CAT Concerns & Big Tech Takes Aim at Asset Managers
Episode 97: C-Level Execs Talk Bitcoin, Fintechs, Cognitive Computing & Open-Source Tech
Episode 98: A Focus on Asia, Rolet Out at LSEG, Nasdaq's Bitcoin Futures
Episode 99: Fintech and Innovation, a Discussion
Episode 100: Bitcoin Futures...Again
Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.
To access these options, along with all other subscription benefits, please contact info@waterstechnology.com or view our subscription options here: https://subscriptions.waterstechnology.com/subscribe
You are currently unable to print this content. Please contact info@waterstechnology.com to find out more.
You are currently unable to copy this content. Please contact info@waterstechnology.com to find out more.
Copyright Infopro Digital Limited. All rights reserved.
As outlined in our terms and conditions, https://www.infopro-digital.com/terms-and-conditions/subscriptions/ (point 2.4), printing is limited to a single copy.
If you would like to purchase additional rights please email info@waterstechnology.com
Copyright Infopro Digital Limited. All rights reserved.
You may share this content using our article tools. As outlined in our terms and conditions, https://www.infopro-digital.com/terms-and-conditions/subscriptions/ (clause 2.4), an Authorised User may only make one copy of the materials for their own personal use. You must also comply with the restrictions in clause 2.5.
If you would like to purchase additional rights please email info@waterstechnology.com
More on Regulation
CAT on life support after appeals court ruling
Ahead of a comprehensive review promised by the SEC, lawyers believe that the recent overturn of the Consolidated Audit Trail’s funding order could herald its demise.
Euroclear readies upgrade to settlement efficiency platform
Euroclear, Taskize, and Meritsoft are working together to deliver real-time insights and resolution capabilities to users settling with any of Euroclear’s CSDs.
Messaging’s chameleon: The changing faces and use cases of ISO 20022
The standard is being enhanced beyond its core payments messaging function to be adopted for new business needs.
TT partners Thoma Bravo, Fitch launches GenAI solution, AI infrastructure woes, and more
The Waters Cooler: EquiLend acquires Trading Apps, Ultumus and BMLL partner for ETF data and analytics, and more in this week’s roundup.
CAT funding plan struck down by US appeals court
The 11th Circuit court ruled that the SEC had not established a sufficient precedent to pass the costs of the Consolidated Audit Trail on to broker-dealers.
T+1 for Europe: Crying wolf or real concerns?
Brown Brothers Harriman’s Adrian Whelan asks how prepared the investment industry is for the changes ahead, and if concerns about its implementation are justified.
Crackdown on FX vendors could raise costs for dealers
MTF designation could cost aggregators and EMSs $3m to set up and $1m in annual maintenance.
Technical and regulatory questions surround Europe’s T+1 move
The EU roadmap mirrors the UK’s goal of an October 2027 move. With more than two years to prepare, firms must consider how to implement the non-prescriptive guidelines and weigh where to automate.