Regulation
Waters Wavelength Podcast Episode 75: An Update on the Julia Programming Language; AI & Alternative Data; Digital Currencies
Julia Computing's Viral Shah talks about the programming language he helped create and what's ahead for it. Then James and Anthony talk about the pairing of AI & alternative data, digital currencies, and Game of Thrones.
European Credit Repo Market Ripe for D2C Automation
Highly manual processes in a key European funding market may be forced to automate, industry group suggests.
Eze Targets Mifid II Unbundling with Commissions Platform
Cloud-based commission management platform to run as part of wider Eze Investment Suite, broadening coverage of Mifid II rule changes.
Bumpy Ride Ahead for EU Benchmarks Under BMR
Regulators turn their attention from one type of benchmark to another, prompting some firms to hive off index businesses, and leaving those that remain-and the acquirers-with significant compliance burdens.
Banks Wrestle with Mifid II Derivatives Quoting Rules
Chris Davis explains why derivatives dealers are wary of new quoting requirements under Mifid II.
Lack of ESMA Data Fuels Energy Firms’ MiFID Woes
Stella Farrington reports on how a hold-up in data from ESMA is causing havoc for commodity firms that need to perform tests to determine whether they fall under the scope of MiFID II.
AI and Alternative Data: A Burgeoning Arms Race
By some estimates, investment in alternative datasets will exceed $7 billion by 2020. At the same time, machine learning and other AI techniques are evolving at a rapid pace. The combination of the two will be significant.
June 2017: Silver Lining in a Perfect Storm
Max says firms can find opportunities in the data challenges presented by regulation.
Finastra Gives Clients Access to UnaVista ARM Via LSE RegTech Program
Finastra is the twentieth vendor to join the program since its inception in February.
UPDATE: IHS Markit Partners with Deloitte for Mifid II Managed Service
Collaboration will combine IHS Markit Outreach 360 Deloitte compliance advisory services.
Waters Wavelength Podcast Episode 74: The Regtech Craze & Clearing Concerns
Anthony and James look at why London clearinghouses may be in danger and the use of cognitive tools to monitor employees.
Compliance Chiefs Turn to Cognitive Tech for Surveillance
Stitching together information by using cognitive tech could yield significant advantages for compliance.
Mifid II Reporting: European Regulation, Global Impact
Sponsored webinar: SIX Financial Information
IBM Takes Aim at Regtech Space Using Cognitive Technology
IBM marks its first major product launch in the financial services regulatory space with the roll-out of new cognitive solutions educated by Promontory professionals.
Tech Challenges Loom as Europe Eyes London’s Clearinghouses
New EU rules suggest London-based clearinghouses may be forced to relocate to the eurozone.
Europe's Asset Segregation Dilemma Stifles Harmonization of Post-Trade Infrastructure
The operational implications and the heated debate around the Central Securities Depository Regulation's most controversial provision is impinging on the industry's move toward harmonizing post-trade processes.
Waters Wavelength Podcast Episode 73: The UK Election, Brexit & Fintechs; The Bloomberg Point-Port Integration
An examination of what the UK election and eventual Brexit negotiations could mean for London's fintech space followed by a discussion of Bloomberg's Point-Port integration.
Market Cops Dust for Fingerprints in Modern Spoofing Cases
Data analytics are now being used to track manipulative trading, increasingly in real time.
Misys Takes Aim at Automated Mifid II Reporting
Misys is working with Broadridge on the platform, which will automate reporting ahead of new regulatory requirements
Praying for Another Day: As FRTB Looms, Banks Prepare
Industry testing for FRTB will begin in 2019 with implementation coming in 2020, though there is hope that personnel changes at the Basel Committee will lead to some extra leeway.
ESMA Fines Moody’s €1.24M for Credit Ratings Breaches
ESMA says that between June 2011 and December 2013 Moody’s failed to explain decisions for 19 ratings.
NICE Releases Robotic Process Automation for Compliance Investigations
Robotic process automation is seen to cut down on inefficient manual tasks.
ESMA Grants Approval to Bloomberg European Trade Repository
Bloomberg set to open trade repository for Europe for OTC and exchange-traded derivatives reporting.
Red Deer, Westminster Ally for MiFID II Research Solution
The end-to-end solution will remove potential conflicts in research valuation and payment.