Regulations
Regis-TR Commences Trade Repository Services in Switzerland
This service allows participants to comply with reporting obligations under FinfraG.
Saxo Bank Japan to Replace Legal Ledger with Torstone Technology’s Post-Trade Solution
The bank will use Torstone Technology’s Inferno to comply with regulatory reporting requirements in Japan.
Impacts on Technology Beyond Mifid II
Sponsored feature: Ullink
Technology Takes Aim at Post-Trade Black Holes
The influence of regulation and new technology is prompting a hard look at how post-trade processes can be improved, and perhaps even replaced entirely.
Paying It Forward: The New Era of Investment Research
Fundamental change is coming to how research is paid for under new European rules, and the impact cannot be underestimated.
Ullink Extends OMS with Broker Solution for SI Regime
Modular extension for SI compliance to Ullink OMS aims to simply quoting process for brokers under new regulations.
WFIC 2017: Brexit, GDPR May be Bigger Disrupters than MiFID II, Says MEP Swinburne
The importance of data is rising in regulatory circles, Swinburne told WFIC attendees.
Compliance Countdown: 100 Days to MiFID II
Sept. 25 marks exactly 100 days until Europe’s new financial regulatory framework, MiFID II, becomes law. Jamie Hyman gets the lowdown from industry experts on whether the industry is ready, what the next 100 days will look like, which strategies firms…
European Exchanges Emerge as Biggest Winners from Mifid II
Three exchanges explain how the upcoming regulation is creating a field of new business opportunities in Europe.
Esma Gains Sweeping New Powers in Commission Review
MEP Markus Ferber tells Waters that this change “must not mean that the ESAs can do what they want to just because they get more money,” and that the ESG provisions are “a non-starter”.
EquiLend and Trax Partner on SFTR Solution
The front-to-back SFTR service will cover all eligible asset classes.
Kaizen Hires Former DTCC Specialist for Newly Created Role
James Mooney joins Kaizen as regulatory consultant.
New Technologies Bring New Challenges to Regulatory Agencies
Examiners' skills and policy crafting may need to change to meet demands of emerging technologies.
Santander Picks Fenergo for Client Lifecycle Management
Enterprise platform will allow bank to onboard clients more efficiently; reduce costs.
Euroclear Names Eliet as New Regulatory Head
Guillaume Eliet was previously deputy general secretary at the French Stock Market Authority.
Robeco Taps IHS Markit’s EDM Warehouse
IHS Markit’s solution helps asset manager Robeco better meet regulatory reporting requirements.
AxiomSL Expands European Presence
Expansion will allow firm to guide clients through changing regulatory landscape.
Deutsche Börse and Illuminate Financial Pour $5 million Into Reg Solution Firm
Demand for outsourced trade reporting solutions is driven by upcoming regulatory deadlines.
Rimes Launches Benchmarks Regulation Solution
Rimes Technologies introduces cloud-based Rimes RegFocus BMR Control.
The Game is On: The Buy-Side Tale
Sponsored Feature: RIMES
Malaysian Investors Turn to Analytics for Alpha Generation
Artificial intelligence and advanced technology are powering the next generation of investment in Malaysia
Liquidity—Bringing it all Together
Sponsored feature: SmartStream
Digital Information Key for KYC's Blockchain and AI Journey
Companies are developing KYC solutions on a blockchain and exploring AI use cases, but more data needs to be made digital