Regulations
Compliance Countdown: 100 Days to MiFID II
Sept. 25 marks exactly 100 days until Europe’s new financial regulatory framework, MiFID II, becomes law. Jamie Hyman gets the lowdown from industry experts on whether the industry is ready, what the next 100 days will look like, which strategies firms…
European Exchanges Emerge as Biggest Winners from Mifid II
Three exchanges explain how the upcoming regulation is creating a field of new business opportunities in Europe.
Esma Gains Sweeping New Powers in Commission Review
MEP Markus Ferber tells Waters that this change “must not mean that the ESAs can do what they want to just because they get more money,” and that the ESG provisions are “a non-starter”.
EquiLend and Trax Partner on SFTR Solution
The front-to-back SFTR service will cover all eligible asset classes.
Kaizen Hires Former DTCC Specialist for Newly Created Role
James Mooney joins Kaizen as regulatory consultant.
New Technologies Bring New Challenges to Regulatory Agencies
Examiners' skills and policy crafting may need to change to meet demands of emerging technologies.
Santander Picks Fenergo for Client Lifecycle Management
Enterprise platform will allow bank to onboard clients more efficiently; reduce costs.
Euroclear Names Eliet as New Regulatory Head
Guillaume Eliet was previously deputy general secretary at the French Stock Market Authority.
Robeco Taps IHS Markit’s EDM Warehouse
IHS Markit’s solution helps asset manager Robeco better meet regulatory reporting requirements.
AxiomSL Expands European Presence
Expansion will allow firm to guide clients through changing regulatory landscape.
Deutsche Börse and Illuminate Financial Pour $5 million Into Reg Solution Firm
Demand for outsourced trade reporting solutions is driven by upcoming regulatory deadlines.
Rimes Launches Benchmarks Regulation Solution
Rimes Technologies introduces cloud-based Rimes RegFocus BMR Control.
The Game is On: The Buy-Side Tale
Sponsored Feature: RIMES
Malaysian Investors Turn to Analytics for Alpha Generation
Artificial intelligence and advanced technology are powering the next generation of investment in Malaysia
Liquidity—Bringing it all Together
Sponsored feature: SmartStream
Digital Information Key for KYC's Blockchain and AI Journey
Companies are developing KYC solutions on a blockchain and exploring AI use cases, but more data needs to be made digital
FCA Grants First Raft of APA Approvals for MiFID II Reporting
Six entities have been officially approved by the Financial Conduct Authority to act as APAs under MiFID II.
Appian and Macrosynergy Tap AQMetrics for Reporting
Regulatory compliance and risk solutions provider adds two clients to its portfolio.
Enjoy the quiet. It's not going to last
I am fairly certain that I lucked into editing Inside Reference Data at simultaneously the least interesting and most interesting time possible. My days are relatively quiet, right now, as summertime draws to its inevitable close. I am grateful for the…
Waters Rankings 2017: Best Buy-Side Execution Management System Provider— Eze Software Group
Eze continues its dominance in the execution-management space with Eze EMS, formerly known as RealTick.
The More Things Change
Regulators may be about to call the industry's bluff on Mifid II time pressures
Buy Side Questions Value of MiFID II Cost Transparency Data
“It is a competitive marketplace and, in my experience, professional traders are quite capable of trading at a market price that is fairly independent of a specific dealer’s cost structure.”
Artificial Intelligence Takes Over CRM as GDPR Looms
A growing number of buy-side professionals are using machine learning in their CRM systems to analyze and interpret investor data.
Nigerian Stock Exchange Takes Smarts for Surveillance
The African exchange has deployed Nasdaq technology to introduce the first surveillance platform in the country.