Regulations
FCA Chair: Regulations Will Ease as Brexit Ramps Up
Charles Randell says the current regulatory environment is "unsustainable" and the pressure to regulate firms' big data practices may lessen.
Cinnober and BitGo Collaborate on Crypto
Stockholm-based vendor inks a new partnership to extend its offerings to cryptocurrency exchanges.
Keeping Data on the Radar: BCBS 239 Principles Still a Work in Progress
As the January 2016 deadline passes the 2.5-year mark, regulators are sounding the alarm about a lack of compliance with BCBS 239's 14 RDARR principles as banks grapple with the meaning of data governance. Amelia Axelsen talks with data experts about why…
StatPro Acquires Regulatory Risk Services from French Bank
StatPro to introduce managed services after acquisition from ODDO BHF
Dark Trading Caps Not Responsible for Periodic Auction Growth, Study Finds
FCA report find that growth in periodic auction trading is not a result of dark-trading bans.
Time's Up: Esma Sticks to the Schedule for Mifid II LEI Compliance
Esma’s ‘No LEI, No Trade’ policy gets real after the official end of a grace period on Mifid II’s LEI requirement, while at the same time Hong Kong regulators have introduced a new LEI mandate to boost identifier use in the region. Jamie Hyman and Wei…
US Regulators Strengthen Ties with New Agreement
Derivatives and equity market regulators sign updated memorandum.
Archax Launches Institutional Crypto Exchange
Startup targets institutional community with digital-asset exchange.
IBM Rolls Out Upgrades for Watson Financial Services Portfolio
IBM has enhanced its regtech suite of services, including the integration of Armanta’s platform after the May acquisition.
June 2018: It’s Not About Winning, It’s About Compliance
Do you know your APA from your CDO? Max summarizes the topics covered in this month's issue of Inside Data Management.
Best Market Data Provider (Exchange): London Stock Exchange
IMD/IRD Awards 2018
Arkéa to Integrate NeoXam’s PMS
Paris-based asset manager selects NeoXam technology to bolster front and middle office.
Bank Execs Call for Regulatory Harmonization and Cross-Border Clarity
Panelists discuss operational issues involved in cross-border compliance with Mifid II.
Bitcoin Regulation on the Agenda for Global Policymakers
Expert panel struck a positive tone on the future of crypto assets and indicated that it was only a matter time until regulation caught up with the digital age.
Morgan Stanley Moves Beaton to Head US Trade and Transaction Reporting
Beaton brings to the new role 15 years of expertise in financial services program management, regulatory and risk oversight, and audit trail recovery and management.
Crypto Exchange Blockbid Deploys Bank-Grade KYC Tech
Blockbid signs LexisNexis Risk and ThreatMetrix to combat fraud.
US Regulators Release Final Rules for T+2
The final ruling from two US prudential regulators aligns both agencies with the markets regulator.
May 2018: Mifid Data Woes Continue… for Some
While Mifid II still has some serious challenges for firms to contend with, one part of Europe believes it has a solution to some of the cultural--if not the practical--issues of the still-fresh regulatory regime.
Building Bridges: Nordic Collaboration Boosts Innovation, Compliance
Common business practices among Nordic coutries may mean the region is better placed to handle the data management aspects of new regulations.
Reference Data Standards Reaching ‘Peak Implementation’
The wide adoption of reference data and accompanying standards creates both opportunities and challenges, said Cusip Global Services vice president and COO at the North American Financial Information Summit.
Facebook Data Chief: Data Drives Convergence and Opportunity
At the WatersTechnology North American Financial information Summit, Facebook’s Stephen Harris said data can help in identifying and understanding convergence opportunities.
CFTC Stresses Exchange Role in Crypto Derivatives Guidance
Agency will step in and act where required, but the lion’s share of responsibility falls to venues.
Experts Warn on Buying into Regtech Hype
Long-term views and collaboration, rather than flashy tech, is the key to a successful program of compliance, panelists at BST Europe say.
Axioma, Abel Noser Partner for Liquidity Reporting Solution
The solution will be integrated into Axioma's end-to-end regulatory reporting platform.