Europe
Metamako, Velocimetrics Ally for Mifid II-Compliant Data Monitoring
The solution will provide firms with a complete, timestamped audit trail of their activity.
Cboe Rolls Out Final Software for Mifid II
The exchange has completed its compliance strategy by releasing its final piece of software.
TMX’s Sinclair to Lead TP Icap’s Data Division as Desmond Departs
Frank Desmond is leaving TP Icap after 12 years, and will be replaced by TMX’s Eric Sinclair.
Solvassure Unveils GDPR Compliance Platform
The regtech firm has released a platform designed for compliance with the General Data Protection Regulation and the Accountability Regime.
Large Firms Select Trax for ARM and APA Services
Pan-European buy- and sell-side clients choose Trax's ARM and APA solutions for Mifid II compliance.
Know Your Climbing Costs: Big Firms Report Average $150M Spend on KYC
Costs associated with KYC continue to climb—a Thomson Reuters survey shows large financial institutions are spending $150 million on compliance in 2017.
Exegy Hires Lansdowne for EMEA, Asia Sales
Lansdowne will help the vendor expand in Europe and Asia, where it has identified growth opportunities, officials say.
Waters Wavelength Podcast Episode 93: Recaps of Sibos Toronto, Risk USA & Sifma DC
This week Anthony and James discuss some of the major stories to come out of three major conferences.
LCH Makes US Head John Horkan COO Amid Post-Brexit Rumblings
Clearinghouse operator makes US head new COO as it suggests it could move to the US post-Brexit if forced.
Brexit Looms Over Future of European Financial Markets
A lack of clarity about the UK’s departure from the European Union is an ongoing source of concern for the financial services industry, leading to continuing questions around investor protection, transition costs and regulatory obligations.
JPMorgan Deploys Platform from In-Residence Graduate Mosaic Smart Data
Mosaic Smart Data is the first JPMorgan fintech graduate to see its product implemented throughout the financial giant’s operations.
DTCC to Enhance Global Trade Repository for SFTR
The Depository Trust & Clearing Corporation is prepping for SFTR by enhancing GTR to support securities financing transaction reporting across Europe.
Merrill Lynch Slapped with $45 Million FCA Fine for EMIR Reporting Failures
First enforcement action under EMIR taken by UK financial watchdog over exchange-traded derivatives reporting.
Blake Grossman Joins Axioma's Board of Directors
Barclays Global Investors’ ex-CEO has been elected as a member of Axioma’s board of directors.
Esma Panel: Arrival of Mifid II will be “Like Christmas”
Esma conference panelists discuss how the trading and market infrastructure will be affected by incoming regulatory changes.
ABN Amro Clearing Adds Futures Markets to Fidessa EMS
ABN Amro Clearing has extended its partnership with Fidessa, adding futures markets to its EMS.
European Commission: Post-Crisis Regulation Must Focus on Fintech
Fintech developments and implementation requires greater regulatory supervision, according to the European Commission's vice president.
Four G-Sibs Pick AxiomSL for AnaCredit Reporting
Banks have already completed test submissions stipulated by Germany and Ireland.
Algomi Expands into Custody Market with BNY, HSBC Deals
After a rocky finish to 2016, the London-headquartered fintech firm appears to have stabilized and is looking to the future.
ANNA DSB Faces Industry Concerns Over ISINs for OTC Derivatives
Licensing and user agreements surrounding ANNA's service burea for OTC derivative ISIN numbers have sparked fireworks over recent months as the service goes live ahead of Mifid II. Joanne Faulkner investigates.
RSRCHXchange Launches Virtual Library Tool
New tool allows buy- and sell-side users to organize research content more efficiently.
GDPR: The Next Big Regulation
While all the talk pertaining to regulation across the capital markets has centered on Mifid II, GDPR has surprised many financial institutions due to the extent of its reach and the data governance challenges is poses. Anthony Malakian talks with…
ICBC Taps AxiomSL for Mifid II Solution
The bank is able to use the same platform for multiple regulatory reporting requirements.
SWIFT upgrades reference data quality for treasurers
A new reference data service from Belgium-based SWIFTRef enhances data quality for treasurers.