Report
Data Drives Joint Regulatory Reporting Service From Elixirr and Kaizen
Tie-up aims to deliver a comprehensive transaction reporting remediation solution.
Confluence to Seek Acquisitions Following Majority Investment
TA Associates’ majority investment deal with Confluence includes a push toward inorganic growth.
An Officer and a Regulation: Finding A GDPR Superstar
When the General Data Protection Regulation comes into force on May 25, most financial companies will require a data protection officer. With an entire industry racing to meet GDPR’s compliance deadline, will there be enough candidates to go around?…
NEX and Delta Capita Team Up for SFTR Solution
NEX Regulatory Reporting partners with Delta Capita to offer SFTR compliance service.
TradeData Bows Historical Symbology Archive for Regulatory Analysis
Euromoney TradaData’s Forensyx service helps regulators investigate historical transaction reports.
Esma’s LEI Xmas Extension: Last-Minute Gift or Lump of Coal?
Jamie Hyman talks with an LEI issuer, advocate and end-user about how Esma’s LEI grace period will impact operations during the first half of 2018.
DTCC Launches Exception Management Tool
Depository Trust & Clearing Corporation bolsters Institutional Trade Processing product suite.
GoldenSource Bows Fully Hosted Data Management Tool for Buy Side
Nexus platform allows firms to free up capacity and focus on revenue-generating activities, says vendor.
UnaVista and MTS Collaborate on SFTR Reporting Solution
London Stock Exchange subsidiaries join forces for regulatory reporting tool ahead of SFTR.
IHS Markit Launches SI Registry
Systematic internalizer registry aims to help firms with trade reporting obligations under Mifid II.
FCA Likely to Review Consolidated Data in 2018
It is looking increasingly likely that no consolidated tape provider will be authorized by the time Mifid II comes into force Jan. 3; regulators call lack of authorized CTP an “ongoing issue.”
Burton-Taylor: KYC/AML Spending Soars, Vendors Expect Further Boost
Burton-Taylor report shows spending on AML and KYC Data Solutions tops nearly $500 million as firms continue to invest in and adjust their KYC programs.
Large Firms Select Trax for ARM and APA Services
Pan-European buy- and sell-side clients choose Trax's ARM and APA solutions for Mifid II compliance.
Know Your Climbing Costs: Big Firms Report Average $150M Spend on KYC
Costs associated with KYC continue to climb—a Thomson Reuters survey shows large financial institutions are spending $150 million on compliance in 2017.
DTCC to Enhance Global Trade Repository for SFTR
The Depository Trust & Clearing Corporation is prepping for SFTR by enhancing GTR to support securities financing transaction reporting across Europe.
Compliance Countdown: On the Home Stretch to Mifid II
September 25 marked exactly 100 days until Europe’s new financial regulatory framework, Mifid II, becomes law. Jamie Hyman gets the lowdown from market participants and observers on whether the industry is ready, what the remaining three months will look…
Bloomberg, Trax, LSE Among First Approved as ARMs
Financial Conduct Authority has started issuing approvals to entities that applied to act as ARMs under Mifid II.
ICBC Taps AxiomSL for Mifid II Solution
The bank is able to use the same platform for multiple regulatory reporting requirements.
BMCE Bank International Implements IFRS 9 Via AxiomSL Platform
A subsidiary of one of Africa’s largest banks chooses AxiomSL’s platform for its IFRS 9 compliance solution.
Confluence Promotes Moyer to COO
Todd Moyer will lead operational excellence and revenue growth for Pittsburgh-based Confluence.
Six Firms Team up with IHS Markit for SFTR Reporting Solution
IHS Markit partners six securities finance market firms as part of an ongoing effort with Pirum Systems to build a Securities Financing Transaction Regulation reporting solution.
Report reaches for UPI harmony
Guidance published on global Unique Product Identifier applying to OTC derivatives transactions
SmartStream Hopes Collaborative SI Utility Can Solve MiFID II Dilemma
Reference data and post-trade automation technology provider is meeting with banks in an effort to solve systematic internalizer conundrum.
Europe Can Benefit from US Experience in Money Market Reform
As European firms move to comply with data and reporting requirements under MMF Reform, they can learn from a similar initiative introduced seven years ago in the US